Dandaniti
in the Indian Tradition
Realistic
Aspect of Indian Spirituality
Sunil Sondhi
Tagore
National Fellow
Indira
Gandhi National Center for the Arts
A
simplistic and superficial view of Indian culture and civilisation is that it
is spiritual rather than realist. An excessive dose of religiosity and
disregard of material interests are talked of as the characteristic features of
the Indian mind in which
spiritual perspective is seen as incompatible with aggressive defence of basic
values of life. These interpretations of Indian temperament
are not at all borne out by facts of Indian history. It seems that adequate
attention has not been given to the study of the Vedas, Dharmasastras,
Niti-Shastras, Shilpa-Shastras, Vastu-Shastras, and other treatises on
warfare, law enforcement and diplomacy etc.
Binoy Kumar
Sarkar used the term “Transcendentalized Positivism” for the Indian ideal of
synthesis and harmony of practical and the spiritual, particular and the
universal.[1] Sarkar saw in
the Smriti, Niti, Artha, Silpa and Vastu literature, the same
vigour in social life, the practical and positive outlook, and the emphasis on
“moral duties” that characterizes the Shruti literature in the Vedas
and Upanisads, whose ambition was no less than that of connecting with
not only the “lithosphere from sea to sea, but also the atmosphere and the
skies”, and realization of the transcendental in and through the immanent, and
freedom through the law.[2]
S.
Radhakrishnan was more forthright, “We cannot say that violence is evil in
itself. Destruction is not the aim of fighting in all cases. When its aim is
human welfare, when it respects personality, then war is permissible. If we say
that the criminal’s personality should not be violated, even when he violates
the personalities of others, if we treat the gangster’s life as sacred, even
when he brings about the destruction of several lives more valuable than his
own, we acquiesce in evil. We cannot judge the use of force, as good or bad, by
looking upon it in isolation”.[3]
In Indian
tradition use of dandaniti, or punishment policy, is considered an
obligation to check the criminal, protect the helpless, and restore social
order. Such a use of force is considered constructive as it strengthens orderly
conduct by restraining disorderly behaviour. It works for the ultimate good of
both the individual and the society. Law enforcement action against willful
internal and external threats is necessary for the protection of political,
economic, and cultural system of a society against forces of disruption and
anarchy, and for proactive promotion of common good.
From heaven and earth bring righteous laws of
punishment and correction against sin and crime, and against the supporters of
sin and crime as well as against sympathisers with injustice and evil. Give
incentive and encouragement for the righteous, and fearsome prohibitions for
the adamant evil so that you nip and bury rising crime and evil in the bud. With
power and force, look all round, search for the criminals and use your weapons
of defence and offence, and with fiery, thunder-tipped, fatally destructive,
irresistible and inviolable weapons fix the voracious enemies. Strike them on
the rise and crush them into dust, sending them into silence and oblivion
without uttering a sigh of pain or voice of protest.[7]
It also asks for vigilance against the enemies and
their prompt destruction, “Let us be watchful and alert against the malignant,
evil and treacherous forces, and ward them off and eliminate them with the
fastest interception and destruction at the very outset. Let there be no peace
for the evil doer whoever any time may try to injure, sabotage or enslave us
out of jealousy, malignity or enmity”.[8]
Attacks on our social system through
misinformation are to be repulsed effectively and decisively, “If there are
those who intentionally malign, and defame the man of purity, truth and
immaculate honour and spotless reputation, or with their powers and prestige
denigrate the man of goodness and charitable action and bring disgrace upon
him, deliver such men to the isolation of darkness. Whoever injures or impairs
vigour and power of our social system, let such an enemy, the saboteur, be
reduced to nullity and himself suffer debility of body and even deprivation
from self-extension and further growth”.[9]
The fight is against forces of truth, order and
harmony, both external and internal, “destroy the evil and the wicked and also
the one who speaks the untruth, since both the evil and the liar end up in the
bonds of Indra, the god of justice and power. If I
were a sinner on the move, and if I troubled any person in life, then let me
suffer death today just now. But I am not such, nor have I done so. Whoever
says that I am a devil even though I am not a devil, and whoever says that he
is innocent even though he is a sinner, may Indra, god of power and justice,
punish such a person with his mighty vajra. May such a liar fall to the deepest
darkness as the worst of all living beings”.[10]
The social organisations are asked to be vigilant
and active to keenly look for the forces of evil and violence, and then, bring
to justice all those who disrupt the divine yajnas of solidarity and collective
effort for creative work and advancement. “Forces of power and justice, from
the light of heaven and wisdom of the sages, may seize the wicked and the
destroyers and punish them with the vajra of justice and correction, tempered
with help for peace and progress to enlighten the noble people dedicated to harmony
and happiness”.[11]
Indra, the commander of power and force, is asked
to sharpen vajra, his weapon of justice and punishment for the
crafty saboteurs on the lurk and strike the fatal bl0w. “His power throws off
the saboteurs who damage the social and cultural system of peace and progress
of the human community. He is mighty powerful like what the axe is for the
wood, breaking down the evil and wicked destroyers like pots of clay whenever
they raise their head”.[12]
The concluding verse of the hymn calls for united
action to decimate the wicked enemy. “We should crush the evil and the wicked
like pieces of clay with a stone. They are covert, stealthy, clever, jealous
and growling, cruel, cunning and voracious destroyers. Let not wicked demonic
forces harm and destroy us. Repulse the darkness of oppressors harming us
either by joint force or by sowing dissension. May the earth protect us against
earthly sin and crime. Let the sky protect us against dangers from above. We
should stay awake and watch everything that happens and strike the sinful
destroyers, and shoot the vajra upon the covert saboteurs”.[13]
2.
Dharmasastra
as a Complex Adaptive Tradition
Dharma is law or universal order in its widest
sense—spiritual, moral, ethical and temporal. To the extent that society protects
dharma, society protects itself; to the extent society destroys it, society destroys
itself. The meaning of dharma was contextual. Multiple
aspects of social order expressed in different scriptures at different time and
places sought to identify contextual righteousness of action, thus allowing
plurality-conscious universal principles.
The Dharmasastra texts are the products of different and widely
separated ages from around 500 B.C. to 500 A.D.[14] A few of them are very ancient and were composed more than
two thousand five hundred years ago. Such are the Dharmasutras of Gautama, Apastamba, and Baudhayana, and the Manusmrti. These were followed by such Dharmasastra texts as the those of Yajnavalkya, Parasara, Narada. All these
smrtis are not equal in authority. If we are to judge of the authority of a
text by the commentaries thereon, then the Manusmrti
stands pre-eminent. Next to it is the Yajnavalkyasmrti.
[15]
There is diversity of views
between and within the Dharmasastra.
These apparent contradictions result from different meanings of Dharma in
different situations. The contextuality of Dharma makes it possible to prescribe
a series of different rules, for different places and times for the same
person. For instance, false evidence given by a witness can lead him to
darkness of hell.[16] Sometimes, false
evidence becomes a divine assertion.[17] Similarly, he who commits violence is regarded as the worst
offender,[18] but the one who strikes in the cause of right incurs no sin.[19] Also, one should forsake wealth and desires, if it violates Dharma, but even Dharma if it is
inhumane or may cause suffering in future.[20] Dharmasastra is to be obeyed for the sake of human wellbeing not
for its own sake.
Though the source of dandaniti is eternal and immutable,
yet even in its remotest sources it bears signs of being distinctly adaptive,
—taking into account the varying conditions of time and place.
dealing with what has been called ‘ apaddharma,' or
Dharma during difficulties wherein the peculiar circumstances of the man are
fully considered and his duties laid down in accordance with them. Mamu himself
has a section on ‘ Apaddharma’ [23]
What is meant is that the
Smrti of Manu does not deal in detail with the duties that could be performed
by men endowed with such capacity for work as we find in the Kali age; and
hence when Parashara says that the Dharmas for the Kali age are those prescribed
by Parashara, — what he means is that what is laid down in his work is such as
can be followed by men of the Kali age.” This actual adaptation of the Law to
changing conditions went on effectively so long as there was present in the
country a temporal authority sufficiently interested and strong enough to lend
to the changes its support and thereby supply the necessary driving force.
In view of such contextual
differences in the application of Dharma,
rational interpretation of Dharmasastra
is suggested. Manusmriti says that if
a man explores, by reason, the Vedic teaching regarding Dharma, he alone, and no other, understands Dharma.[27] Brihaspatismriti
categorically rules that if a decision is arrived at without reasoning and
considering the circumstances of the case, there is violation of dharma.[28] Naradasmriti says
that it becomes necessary to a adopt a method founded on reasoning, because
social context decides everything and overrides the sacred law.[29] Arthasastra also
says that if sastra comes in conflict with any rational and equitable ruling
then the latter shall be the deciding factor beyond the letter of the text.[30]
Thus, Dharmasastra is not a closed discourse that has no place for
correction, adaptation, or innovation on contextual and rational basis. Rather,
openness, creativity and an adaptive response to emergent social problems and
circumstances is built into the very structure of not only Dharmasastra but also Arthasastra
and Nitisastra. Multiplicity and
contingent nature of views expressed in different Dharmashastras helped contextual application of plurality-conscious
universalistic principles. The Dharmasastras
are essentially "rules of interdependence" founded on diversity and
unity corresponding to the nature of things and necessary for the maintenance
of the cosmic and social order.[31]
3.
Contextual Application of Danadaniti
During the Vedic period the
view of law as an integrated whole, conceptualised as a culture-specific way of
life, prevailed. The triangular relation between morality, state and society
emerged from linking the human with universe. Dharma as every individual’s duty
emerged in a framework of Vedic principles which were regarded as eternal,
self-existent and authoritative.
A coherent notion of ideal
state of humankind was visualised by relying on self-controlled order emerging
from a combination of karma and dharma. Conscience-based good moral character
formed the basis of dharma. The divinely inspired (Sruti) Vedas, the memories
(Smriti) reflecting the vedic ideals, virtuous conduct of the learned and
finally, one’s own conscience formed the four-fold bases of dharma. The common
conscience of the community, emerging in the form of immensely diverse
customary practices of different communities and villages formed dynamic source
of law. While customs were elevated to the status of law, they too had to be
sanctified by good conscience.
Dharma formed the
foundation of all affairs of the world, insulated against sinful thoughts and
actions and commanded obedience from all.36 Being essentially a scheme of just social
order, dharma was the goal set for king and the subjects. It was declared to be
the king of kings by means of which the weak could prevail over the strong.3
Thus, their structure of law had dharma as its axis.38 In identifying
appropriateness of action, multiplicity of views expressed in different dharmashastras
prevailed, thus allowing plurality-conscious universalistic principles.
Dharma could signify a
code of ethics, of moral and religious conduct and also could signify the legal
rules applicable. Dharma, artha and kama, all three were essential in society. Artha
and kama were to be rejected if bereft of dharma and dharma too was to be
rejected if it did not lead to happiness or was decried by the society. This
gave rise to the trivarga principle that was the anvil on which justice as well
rules of substantive law were based. Every individual, whether the ruler or the
ruled, is governed by dharma. Even the king was subject to dharma and
transgression by him could result in his being deposed by popular uprising or
by another king warring for upholding dharma.
Every person realises the
good and bad aspects his thoughts in his mind; those of verbal actions, in his
speech; and those of bodily actions, in his body. On account of faults
resulting from bodily actions, a man becomes incapacitated; on account of
faults resulting from verbal actions, he becomes unable to discriminate; and on
account of faults resulting from mental actions, he becomes a man of the lowest
level. The control of speech, the control of mind, and the control of action—person
in whom these are kept under control is said to be Tridandin. Only such
a person may be in a position to judge and distinguish dharma from adharma in
different contexts.[32]
Institutionisation of
dandaniti, especially that relating to legal procedure, advanced dramatically during
the period of the Gupta empire. This period appears to have been a golden age
of institutionalisation of dandaniti. From the many texts that may have been
produced during this time, only two are preserved in the manuscript tradition,
those ascribed to Yajnavalkya and Narada. Only fragments of the t wo other
major texts, those of Brihaspati and Katyayana, which also demonstrate clear
advances in legal thought especially with respect to legal procedure, are available
in the form of citations in medieval legal digests.
In the matter of the method of settlement of
disputes, the four aspects of a lawsuit (metaphorically called the four “legs”
or pillars), that reflected both procedure and source, according to the Naradasmriti
are — virtue (dharma), that is the settlement of dispute on the basis of
acceptance of truth by both the parties; judicial proceeding ( vyavahara :),
that is the contested ascertainment of right; the evidence of custom (caritra),
that is the practice and usage of the locality; and a verdict from the king
(rajasasana), that is the king’s proclamation in accordance with dharma].[33]
The
king’s role remains central in all aspects of institutionalisation of dandaniti.
He approves and notifies the Constitution
of the Court, Rules of Evidence, Gradation of law Courts, Validity of Law Suits,
People qualified to be Witnesses, Testimony of Witnesses; Assessing the
Testimony; False Witnesses; Documentary Evidence; Principles of Jurisprudence;
Delay in Court proceedings; Judicial examination; Verdict; Assessment of
Evidence; Lawsuits
Without Witnesses; Wrong behaviour on the part of Witnesses; Swearing in of Witnesses;
Prayashchit; Confession.
The prevalence of a variety of courts at various
levels was the distinctive feature of the ancient Indian legal system, matching
diversity and flexibility in the source of law. There was bifurcation between
courts which decided vyaavahaarika (civil) disputes and aparaadhika (criminal)
disputes. Those which are omitted in the lists are covered under the title
prakirnaka (miscellaneous). All the matters were to be decided in accordance
with dharma (law) and local customs and usages. The king’s orders not in conflict
with dharma can also be a source.
There was a hierarchy of courts as follows: The
court presided by the king was the highest court. There were also courts
appointed (adhikrita) by the king, presided by the chief justice (pradvivaka).
Next to them came in the descending order gana (assembly), shreni (corporation)
and kula (family councils). The Brihaspatismriti classifies courts as shaasita
(where the king himself presided), mudrita (appointed by the king and using the
king’s seal), apratishtitha (circuit court) and pratisthita (established in
village or town).
According to Smritichandrika, a commentary on the
Manusmriti, the kula should consist of impartial persons belonging to the
family or caste of the litigants, functioning (like a present-day panchayat) to
decide disputes amongst the persons belonging to the same family or caste;
shreni should consist of a guild or corporation of persons following the same
craft, profession or trade; and gana or puga should be an assembly of persons
belonging to the same dwelling place but might be belonging to different castes
or following different avocations. [34]
In addition, there were practices of resolving
disputes through arbitrators or madhyasthas. The Smritis of Manu, Narada and
Brihaspati suggest that disputes regarding landed property or boundaries should
be decided by neighbours, the inhabitants of the town or village, the other
members of the same community and the senior inhabitants of the district.
According to the Naradasmriti , “In disputes among merchants, artisans or the
like persons and in disputes concerning persons subsisting by agriculture or as
dyers, it is impossible for outsiders to pass a sentence and the passing of the
sentence must, therefore, be entrusted to persons acquainted with such matters
in a cause of this sort”.[35]
6. 6. Hierarchy of Decision
Making
The family, the guild, and the corporation, fully
approved of by the king, decided most of the cases concerning their members,
other than those cases relating to grave crimes. Any matter, not coming within
the purview of the knowledge of the family guild, or corporation, was to be
finally decided by the supervisors, appointed by the king. They were superior
in power to the family etc. and the judge superseded the supervisors. Of the
family, the guild, the corporation, the supervisors, the judge and the king, the
next ones are successively higher in judicial authority than the preceding
ones.
Regarding jurisdiction the position was that kula,
shreni and gana could decide all disputes except those falling under saahasa.
They had no power of imposing corporal punishments and fines. The appellate
jurisdiction of gana over shreni and shreni over kula was recognised. The king
was the highest court of appeal and his decision was final.
All the courts were collegiate in their
functioning. While the king was recognised as a fountain of justice, the
Smritis had prohibited him from acting alone in the task of the administration
of justice. The collegiate character of the king’s court is explicit from
Brihaspati ’s verse to the effect that king (raja), chief justice (pradvivaka)
and judges (sabhyas) are the judicial officers. Shastras contemplated that the
king should adjudicate in consultation with the chief justice and puisne
judges, although personally responsible for his decision. There was a right of
appeal to the king as the last resort.61 According to the Naradasmriti , the
king should act in accordance with the opinion of the chief justice.
The villagers had a judicial system of their own
at once familiar to and respected by them; the various traders and guilds had a
similar system. The presiding officer of the popular courts or guild courts had
office either by election or inheritance according to local custom. With him
were associated three or five men. In these apparently private courts were
settled the affairs of the everyday life. In case of grave crimes or when the
condemned party refused to obey the judgment of the local court, the court of
the king was concerned with litigation.
Another dimension of the collegiate decision
making is the participation of experts in assessing the disputed question of
facts. Vyasa has observed that in case of disputes among traders, craftsman,
artisans and artists, it is difficult for the courts to arrive at correct
decisions in view of the technical problems involved. Hence, experts in the
concerned field should be taken as assessors for deciding disputed questions of
fact. The Katyayanasmriti states that a few merchants belonging to a guild, who
come from good families, bear good character and conduct, who are well advanced
in age and free from malice, should be appointed to assist the court in
deciding the disputes.
7. Classification of Crimes
The nature of the offence in Dharmashastra encompasses various aspects
that define the specific circumstances, characteristics, and severity of a
crime. It involves evaluating the type of misconduct to determine appropriate punishment
or expiation. Additionally, it classifies wrongdoing into one of eighteen
categories, influencing the judgment of the act's severity and the punishment
assigned. This comprehensive understanding is essential to impose the correct
consequences based on the specifics of the offence committed.
Manusmriti was the earliest text to specify the classification of crimes under
eighteen heads, which was later followed by almost all dharmasastras with minor
adaptations. These titles of disputes included: Non-payment of Debt; Deposits,
Selling without ownership, Joint concerns, Non-delivery of what has been given
away. Non-payment of wages, Breach of Contract, Recision of Sale and Purchase,
Dispute between the Owner and the Keeper Disputes regarding Boundaries,
Assault, physical and verbal, Theft, Adultery, Duties of man and wife,
Partition, and Gambling and Betting.[36]
In
Naradsmriti, Recovery of Debt, Deposits, Partnership, Resumption of
Gift, Breach of Contract of Service;—Non-payment of wages, Sales effected by a
person other than the rightful owner, Non-delivery of sold chattel, Recission
of Purchase, Transgression of a Compact, Boundary-disputes, Mutual Duties of
Husband and Wife, Law of Inheritances, Heinous offences, Abuse, Assault, Games,
and Miscellaneous are the eighteen topics of legal procedure.’[37]
Brahspatismriti mentions law-suits of two kinds, according as they originate in
demands regarding wealth or in injuries. Law-suits regarding wealth are divided
into fourteen kinds; and those regarding injuries into four kinds. (1) Lending
money on interest, (2) Deposits (and Treasure Trove), (3) Invalid gifts, (4)
Concerns of Partnership, (5) Nonpayment of wages, (6) Disobedience, (7)
Disputes concerning Land, (8) Sale without ownership, (9) Revocation of sale
and purchase, (10) Breach of agreements, (11) Law between wife and husband,
(12) Theft, (13) Inheritance and (14) Gambling.—These are the fourteen titles
regarding wealth.—(l) and (2) Two kinds of Insults, (3) Violence and (4)
Criminal connexion with the wife of another man,—these are the four titles
originating in injury.[38]
This
classifications of crimes helped to
determine: (1) The specific characteristics of the crime committed, classified
under one of the eighteen categories of offences. (2) The aspect that describes
what specific wrongdoing has occurred, which can affect the judgment of the
act's severity. (3) The specifics and severity of the
wrongdoing which determines the type of punishment inflicted. (4) The specific
circumstances and characteristics surrounding an offence that are considered
when determining appropriate expiation. (5) The specific
characteristics or severity of the crime committed.
8.
Principle of
Proportionality
The principle of proportionality, which was assisted by good counselling
and appreciation of facts, was crucial in giving punishment, fixing of fines or
considering extenuating circumstance. Similarly, by affirming strongly that in
case of doubt punishment will not be imposed, the legal system exhibited great
wisdom. The king’s duty to act with a sense of proportion in the matter of
imposition of punishments shows the link between justice and equity.
Among the factors to be considered while inflicting punishment the caste
of the offender, knowledge of the offender, his financial condition, age,
place, time, and the value of the damage caused were included. All the
considerations were collectively taken into account while deciding on
punishment.
Manusmriti considers dandaniti
to be a tremendous force for discipline, hard to be
controlled by persons with
undisciplined minds, it destroys the King who has swerved from duty, along with
his relatives. Then it will afflict his fortress and kingdom, the world along
with movable and immovable things, as also the sages and the gods inhabiting
the heavenly regions. Therefore punishment shall be given appropriately to men
who act unlawfully, after having carefully considered the time and place, as
also the strength and learning of the accused. When meted out properly after
due investigation, punishment makes all people disciplined and happy; but when
meted out without due investigation, it destroys all things. (Manusmriti, Vol.5)
p.289-90
degeneration.[40]
In the dharmasastra, the creation of order in
society facilitates the creation of freedom for the individual. Instead of
making autonomy as the foundation of social life, Indian tradition makes order
as the foundation of social and individual life. The concept of danda is
inherent in the rules that establish order and hold the society and state
together. No danda, no society, no society no state. Dandaniti is based on
rules that integrate the individual, family, society and state.
In these texts the
existence of conflicts, disunions, rivalry and factional spirit is considered
to be the greatest of all dangers to social cohesion and individual freedom. The
bond of civil society is torn asunder when the moral system is disrupted. Hence
the greatest political offender and the most criminal sinner is he who by his
conduct promotes the breach between those who should normally live in amity and
peace. The general violence of criminal activity is seen in dharmasastra the
most insidious threat to the order of law.
coercive element from
social life, and the state as an entity vanishes. Dandaniti is the very essence
of statal relations. No dandaniti, no state. A sanctionless state is a
contradiction in terms. The absence of dandaniti is tantamount to matsya-nyaya
or the state of nature. It is clear also that property and dharma do not exist
in that non-state. These entities can have their roots only in the state. The
whole theory thus consists of three fundamental rules : no dandaniti or sengol,
no state; no state, no dharma; and no dharma, no individuality and property.[43]
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[1] Positive Background, p.7
[2] ibid. p.15.
[3] Radhakrishnan, p.203
[4] Kane, Vol I p. 6-10.
[5] Nikhilananda, p. 221.
[6] RV 7/104, 1-3.
[9] Ibid. 7/104, 9-10
[10] Ibid. 7/104, 15-16
[11] Ibid. 7/104, 18-19
[12] Ibid. 7/104, 20-22
[13] Ibid. 7/104, 23-25
[14] Kane, I, 304.
[15] Ibid., I, 306
[16] Manusmriti 8.94.
[17] Ibid., 8.103.
[18] Ibid. 8.345
[19] Ibid. 8.349.
[20] Ibid. 4.176
[21] Jha, p.3.
[22] Ibid..
23 Ibid. p.7.
[24] Jha, p. 15
[25] Ibid.
[26] Ibid.
[27] Manusmriti, 12.106.
[28] Brihaspatismrti, 2.12.
[29] Naradasmriti, 1.40.
[30] Arthasastra, 3. 1.45.
[31] Ibid. p.216.
[32] Manusmriti, 12.10-11.
[33] Naradsmriti, 1.8.
[34] Courts of India, p.37.
[35] Ibid.
[36]Manusmriti, 8. 4-7.
[37] Nāradasmriti, 1.16 -19.
[38] Bṛhaspatismriti, 2.5-10.
[39] Brihspatismriti, 20.15.
[40]Manusmriti, 8.126-131.
[41] Sukraniti, p. 40.
[42] ibid. p. 131.
[43] Sarkar, Political Institutions, p. 197
[44] Sarkar, Basic Ideas, p. 513-14
[45] Mausmriti, 7.28-29
[46] Ibid. 7.30.
[47] Sarkar, Political Institutions, p.203
[48] Ibid.
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