DANDANITI IN THE INDIAN TRADITION
TAGORE NATIONAL
FELLOWSHIP PUBLICATIONS
SUNIL SONDHI
|
The Realist Aspect of Indian Spirituality
Sunil Sondhi
Tagore National
Fellow
Indira Gandhi
National Center for the Arts
Introduction
A simplistic and
superficial view of Indian culture and civilisation is that it is spiritual
rather than realist. An excessive dose of religiosity and disregard of material
interests are talked of as the characteristic features of the Indian mind in
which spiritual perspective is seen as incompatible
with aggressive defence of basic values of individual and social life. These interpretations of
Indian temperament are not at all borne out by facts of Indian history. It
seems that adequate attention has not been given to the study of the Vedas,
Mahabharata, Ramayana, Dharmasastras, Arthasatsra, Niti-Shastras,
and other treatises on warfare, law enforcement and diplomacy.
Binoy
Kumar Sarkar used the term “Transcendentalized Positivism” for the
Indian ideal of synthesis and harmony of practical and the spiritual,
particular and the universal.[1] Sarkar
saw in the Smriti, Niti, Artha, and literature, the same vigour in
social life, the practical and positive outlook, and the emphasis on “moral
duties” that characterizes the Shruti literature in the Vedas and
Upanisads, whose ambition was no less than that of connecting with not
only the “lithosphere from sea to sea, but also the atmosphere and the skies”,
and realization of the transcendental in and through the immanent, and freedom
through the law.[2]
S.
Radhakrishnan was more forthright, “We cannot say that violence is evil in
itself. Destruction is not the aim of fighting in all cases. When its aim is
human welfare, when it respects personality, then war is permissible. If we say
that the criminal’s personality should not be violated, even when he violates
the personalities of others, if we treat the gangster’s life as sacred, even
when he brings about the destruction of several lives more valuable than his
own, we acquiesce in evil. We cannot judge the use of force, as good or bad, by
looking upon it in isolation”.[3]
In
Indian tradition use of dandaniti, or dandaniti, is considered an
obligation to check the criminal, protect the helpless, and restore social
order. Such a use of force is considered constructive as it strengthens orderly
conduct by restraining disorderly behaviour. It works for the ultimate good of
both the individual and the society. Law enforcement action against willful
internal and external threats is necessary for the protection of political,
economic, and cultural system of a society against forces of disruption and
anarchy, and for proactive promotion of common good.
Vedic Roots
The Vedas give us
a hierarchy of different levels of reality down from the all-embracing
absolute, which is the primary source as well as the final consummation of the
world process. The different kinds of being are seen as the higher and lower
manifestations of the one absolute spirit. There is correspondence or
underlying unity between the absolute and the relative, the unmanifest cosmic
reality is not separate or isolated from the objective reality. Whatever is in
the cosmos and beyond is essentially true in the individual also. Whatever is
stated of the cosmic reality is applicable to the human body, and each
individual is spoken of as a descendant of the cosmos. [4]
The universal is
collective. The collective is of no importance without the particular and the
latter cannot exist without the former. If the collective is not manifested in
creative individuality, and it remains enclosed within its rigid unity, it
would neither be the universal nor the highest power. The collective and the
individual are not exclusive. One cannot exist without the other; individuality
is the fulfillment of the collective; the collective is the underlying
foundation and the individual human being is its highest manifestation. The
collective is ever seeking its consummation in the individual. As Tagore summed
it up “You without me, I without you are nothing”.[5]
Vedic sages realized the overarching presence of
rta, an invisible cosmic law that held together in order a complex and
adaptive system at different levels, forms, and phases of all the objects and
processes that comprised the cosmos. All the forms of being existing and
developing in harmony within an interconnected web of relationships were seen
as organized in a system which integrated all the parts into an undivided whole
in flowing movement. The cosmic order which extended to all levels of existence
from the infinite to the infinitesimal was seen as inviolable, never to be
broken, even by the Vedic divinities who were in fact considered as the
guardians of ṛta.[6]
The Rgvedic concept of rta is one of
cosmic order: all the various aspects of nature, visible and invisible, work
together in concerted action, whether consciously or unconsciously, towards
establishing in all the spheres of manifested existence a perfect wholeness,
ordered activity, oneness, the reflection of the Transcendent. At the human
level the establishment of orderly conduct and harmonious relationships in
society is man’s attunement to the cosmic order. Such relationships imply a
common order of ethics, justice and law, acceptable to all.
There are a several hymns in the Vedas with
expressions of overwhelming power and victorious might to restore order. These
hymns call upon Indra, Agni, and a series of gods and other powers to destroy
all manner of threats to the social and cultural system, in all manner of
creative ways. In the course of the hymns the focus shifts from exclusive
concentration on gods to warriors and the inspiration of Indra’s model for the
society to perform proactively in battle. While gods are first addressed in the
verses, it is in the application of their behavior to that of men and the
transference of their skills and courage to them that its realism comes to
the fore.
About the battles and the response towards
enemies the Vedas say, “May Indra aid us when our flags are out; may our arms
be victorious. May our brave warriors come home with flying colors and protect
us in the din of battle. Confusing the minds of our enemies, seizing their
bodies. Attack them, confound them. Let our foes abide in utter darkness. We do
not hate the conquered enemy; may we enjoy peace and security. Whosoever with
an unholy mind tries to injure us, bragging about his might among princes, let not
his deadly blow reach us. May we humble the wrath of the boastful miscreant”.[7]
A long hymn at the
end of Mandala VII of Rg Veda calls upon several gods like Agni and Indra to
destroy all threats to the social and cultural system. “Let not the misguided
rise and spread out, let them be subjected to justice and punishment. Let the
sinner and the criminal, the supporter and admirer of sin and crime along with
the sin and crime, and the tormentor of the good and innocent face the force of
discipline, punishment, or elimination. Never compromise with the enemy of
nature, divinity, humanity and the wisdom of humanity. Root out the man of hate
and evil. For them, have the treatment they deserve and either correct them or
eliminate them. Punish the evil doer so that by reason of that punishment no
one again may raise his head for evil doing. Use your full powers with
patience, fortitude and courage. You righteous passion should be for the
destruction of evil and sabotage against life and social harmony”. [8]
From heaven and
earth bring righteous laws of punishment and correction against sin and crime,
and against the supporters of sin and crime as well as against sympathisers
with injustice and evil. Give incentive and encouragement for the righteous,
and fearsome prohibitions for the adamant evil so that you nip and bury rising
crime and evil in the bud. With power and force, look all round, search for the
criminals and use your weapons of defence and offence, and with fiery,
thunder-tipped, fatally destructive, irresistible and inviolable weapons fix
the voracious enemies. Strike them on the rise and crush them into dust,
sending them into silence and oblivion without uttering a sigh of pain or voice
of protest.[9]
It also asks for
vigilance against the enemies and their prompt destruction, “Let us be watchful
and alert against the malignant, evil and treacherous forces, and ward them off
and eliminate them with the fastest interception and destruction at the very outset.
Let there be no peace for the evil doer whoever any time may try to injure,
sabotage or enslave us out of jealousy, malignity or enmity”.[10]
Attacks on our
social system through misinformation are to be repulsed effectively and
decisively, “If there are those who intentionally malign, and defame the man of
purity, truth and immaculate honour and spotless reputation, or with their
powers and prestige denigrate the man of goodness and charitable action and
bring disgrace upon him, deliver such men to the isolation of darkness. Whoever
injures or impairs vigour and power of our social system, let such an enemy,
the saboteur, be reduced to nullity and himself suffer debility of body and
even deprivation from self-extension and further growth”.[11]
The fight is
against forces of truth, order and harmony, both external and internal,
“destroy the evil and the wicked and also the one who speaks the untruth, since
both the evil and the liar end up in the bonds of Indra, the god of justice and
power. If I were a sinner on the move, and if I
troubled any person in life, then let me suffer death today just now. But I am
not such, nor have I done so. Whoever says that I am a devil even though I am
not a devil, and whoever says that he is innocent even though he is a sinner,
may Indra, god of power and justice, punish such a person with his mighty
vajra. May such a liar fall to the deepest darkness as the worst of all living
beings”.[12]
The social
organisations are asked to be vigilant and active to keenly look for the forces
of evil and violence, and then, bring to justice all those who disrupt the
divine yajnas of solidarity and collective effort for creative work and
advancement. “Forces of power and justice, from the light of heaven and wisdom
of the sages, may seize the wicked and the destroyers and punish them with the
vajra of justice and correction, tempered with help for peace and progress to
enlighten the noble people dedicated to harmony and happiness”.[13]
Indra, the
commander of power and force, is asked to sharpen vajra, his weapon of
justice and punishment for the crafty saboteurs on the lurk and strike the
fatal bl0w. “His power throws off the saboteurs who damage the social and
cultural system of peace and progress of the human community. He is mighty
powerful like what the axe is for the wood, breaking down the evil and wicked
destroyers like pots of clay whenever they raise their head”.[14]
The concluding
verse of the hymn calls for united action to decimate the wicked enemy. “We
should crush the evil and the wicked like pieces of clay with a stone. They are
covert, stealthy, clever, jealous and growling, cruel, cunning and voracious
destroyers. Let not wicked demonic forces harm and destroy us. Repulse the
darkness of oppressors harming us either by joint force or by sowing
dissension. May the earth protect us against earthly sin and crime. Let the sky
protect us against dangers from above. We should stay awake and watch
everything that happens and strike the sinful destroyers, and shoot the vajra
upon the covert saboteurs”.[15]
These numerous references to punishment in the
Vedas recognize the following fundamental elements of dandaniti:
(a) a standard of morality of which any
violation warrants punitive retribution;
(b) the possibility of its violation which is
considered as immoral;
(c) answerability for the violation which
determines the guilt of the accused;
(d) degrees of guilt as determining the forms
and severities of punishment; and
(e) authorized forms in which punishments may
justly be administered.
Even in its remotest sources
in the Vedas, dandaniti bears signs of being distinctly contextual and adaptive
taking into account the varying conditions of time and place. This progressive
nature of dandaniti was further elaborated and made more nuanced in the epics,
arthasastra, and the dharmasastra.
Righteous War
Mahabharata is
replete with references to dandaniti as forming an essential part of royal
policy. There is never a doubt entertained in Mahabharata as to the efficacy of
punishment in creating and maintaining social order. Its source is divine, its
study and cultivation a primary duty of the ruler, and its application by the
ruler is to be guided and controlled by definite principles. Prominent among
these is the principle that penal law is to be closely controlled by
considerations of social good. Punishment is divested of its character of mere
afflictiveness and stands for the means of ensuring the safety of society and
individual. Its object is not to inflict pain but to eradicate evil. From the
Vedic days onwards the state stood guarantee for social environment conducive
for individual self-realisation.
Mahabharata
considers dandaniti or dandaniti as essential for the realisation of
three objectives of dharma, artha, and kama.
Dandaniti is based on wisdom and has emerged from the Sarasvati. With
the use of the punishment, this policy protects the worlds. It rewards dharma
and punishes adharma around the world. It is known as dandaniti or
dandaniti and the worlds follow it. In
the extensive corpus of learning in dandaniti, the means of protecting oneself
against aides, protecting oneself against rivals, the use of spies and other
methods and the use of secret agents are separately indicated. All the
techniques of sama, dana, danda, bheda and the fifth one of upeksha
are completely laid down. All the secret methods of creating dissension have
been described, and also when these secret methods may fail and recourse to war
will be necessary.[16]
To avert the
fratricidal war conciliation was used first to prevent dissension in the family
of the Kurus and ensure the welfare of the subjects. When peace was not
acceptable, through eloquence and counsel efforts were made to create disunity
among the kings so that a division could be created and the objective of
avoiding war could be achieved. Finally, an offer was made of giving up the
claim for entire kingdom in return for just five villages. When even this offer
for peace was not acceptable and Duryodhana was not willing to give up the
kingdom without a war, the last resort of punishment was chosen. The Pandavas
were left with no option except to do what was appropriate under the
circumstances.[17]
No account of dandaniti in the Vedic tradition
can fail to notice the Arthasastra of Kautilya. The connotation of Arthasastra
is of dandaniti or dandaniti. This work is veritable reservoir of
pragmatic rules relating to suppression of criminals; conduct of war; secret
practices; and foreign policy.
The guiding principles which governed the
Kautilyan policy on war were:
(i) The ruler shall augment his resources and
power in order to ensure the security of the state; (ii) In case of conflict
all resources and power are to be used to eliminate the enemy; (iii) All states
who help in the augmentation of power are friends; (iv) a prudent course is to
prefer peace and use war as a last resort; and (vi) state policy in victory and
in retreat must be balanced as the situation will never be certain and strength
will always be a determinant of security.[18]
Institutionalisation of Punishment
While antecedents of dandaniti can be traced to
the Vedas, Mahabharata and Arthasatra, its institutionalisation can be seen
clearly in the Dharmasastra. Legal institutions indicate a shift in emphasis
from self-discipline to enforced discipline. Gradually, the centre of gravity
of conforming to the cosmic order moved from individual duties to institutional
handling of dandaniti as a major instrument of justice. While self-discipline
remained the bed rock of social order, enforcement of dandaniti became
necessary to deter violations.
The Dharmasastra texts
are the products of different and widely separated ages from around 500 B.C. to
500 A.D.[19] A few of them are very
ancient and were composed more than two thousand five hundred years ago. Such
are the Dharmasutras of Gautama, Apastamba, and Baudhayana,
and the Manusmrti. These were followed by such Dharmasastra texts as the those of Yajnavalkya, Parasara, Narada. All these
smrtis are not equal in authority. If we are to judge of the authority of a
text by the commentaries thereon, then the Manusmrti
stands pre-eminent. Next to it is the Yajnavalkyasmrti.
[20]
There is diversity of views between and within the Dharmasastra. These apparent
contradictions result from different meanings of Dharma in different
situations. The contextuality of Dharma makes it possible to prescribe a series
of different rules, for different places and times for the same person. For
instance, false evidence given by a witness can lead him to darkness of hell.[21] Sometimes, false evidence becomes a divine
assertion.[22] Similarly, he who commits
violence is regarded as the worst offender,[23] but the one who strikes in
the cause of right incurs no sin.[24] Also, one should forsake
wealth and desires, if it violates Dharma,
but even Dharma if it is inhumane or may cause suffering in future.[25] Dharmasastra is to be obeyed for the sake of
human wellbeing not for its own sake.
Smrtis,
as the very name implies, are law-books written down from memory, bringing
together therein, in more intelligible language, and within a smaller compass,
all the teachings that lay scattered through the vast literature of the Veda.[26]
Smrtis
mark the second stage in the development of Hindu Law. As the community
expanded and inhabited diverse and remote tracts of the land. This gave rise to
a large number of Smrtis being compiled and promulgated side by side in
different parts of the country to suit the needs and conditions of the several
peoples. This may be one of the reasons for the view held by later writers that
all Smrtis are equally and universally binding.[27]
This
same adaptability is also shown by the fact that while every Smrti deals
in the main with what the author regards as perfect or ideal dharma, it always
has a section
dealing
with what has been called ‘apaddharma,' or Dharma during difficulties wherein
the peculiar circumstances of the man are fully considered and his duties laid
down in accordance with them. Manu himself has a section on ‘Apaddharma’ [28]
Coming
to the later Nibandhas or Digests, we find that these also bear ample testimony
to the spirit of selection and adaptability. They are quite free in admitting
or rejecting the authority of the original Smirti, or even Shruti texts; when
they do not find a certain text suitable to their theme, they try to explain it
away in various ways.
From the above it is clear
that the centre of gravity of authority, which originally rested entirely in
the Shruti, gradually shifted from Shruti to Smrti, from Smrti to custom, and
finally to the writings of a few learned and very modern authors. All this
points to the fact that in the domain of Law, there has all along been a
progressive spirit at work. That this is not a mere conjecture, but a fact
recognised in the highest circles of society in this country, is proved by the
declaration of Parashara to the effect that “The dharmas for men in the
Satayuga are other than those in the Treta and the Dvapara; and in the Kaliyuga
also they are different -the Dharma of each Yuga being in keeping with the
distinctive character of that age.”[29]
Similar declaration is found
in Manu, with this important variation that instead of saying that “the Dharma
of each Yuga is in keeping with the distinctive character of that age,” he says
that “the difference in Dharma is due to the gradual decay evinced in the
character of the people of each age.” Viramitrodaya explains this to
mean that the Dharmas peculiar to each Yuga differ on account of the difference
in the capacities of the men called upon to observe those Dharmas. “The Dharmas
for the Satyayuga are those prescribed by Manu ; for the Treta those by Gautama
: for the Dvapara those by Shankha-Likhita ; and for the Kali those by
Parashara.”[30] This view is supported by
Baudhayana, who says — One should perform the necessary duties, so far as he is
capable of doing and also the Kurmapnrana — ‘One should perform his duties in
accordance with one’s capacity.’
In view of such contextual differences in the application of Dharma,
rational interpretation of Dharmasastra is suggested. Manusmriti says that if a
man explores, by reason, the Vedic teaching regarding Dharma, he alone, and no
other, understands Dharma.[31] Brihaspatismriti
categorically rules that if a decision is arrived at without reasoning and
considering the circumstances of the case, there is violation of dharma.[32] Naradasmriti says that it
becomes necessary to a adopt a method founded on reasoning, because social
context decides everything and overrides the sacred law.[33] Arthasastra also says that if
sastra comes in conflict with any rational and equitable ruling then the latter
shall be the deciding factor beyond the letter of the text.[34]
Thus, Dharmasastra is thus not
a closed discourse that has no place for correction, adaptation, or innovation
on contextual and rational basis. Rather, openness, creativity and an adaptive
response to emergent social problems and circumstances is built into the very
structure of not only Dharmasastra but also Arthasastra and Nitisastra.
Multiplicity and contingent nature of views expressed in different
Dharmashastras helped contextual application of plurality-conscious
universalistic principles. The Dharmasastras are essentially "rules
of interdependence" founded on diversity and unity corresponding to the
nature of things and necessary for the maintenance of the cosmic and social
order.[35]
Institutionalisation of dandaniti, especially
that relating to legal procedure, advanced dramatically during the period of
the Gupta empire. This period appears to have been a golden age of
institutionalisation of dandaniti. From the many texts that may have been
produced during this time, only two are preserved in the manuscript tradition,
those ascribed to Yajnavalkya and Narada. Only fragments of the t wo other
major texts, those of Brihaspati and Katyayana, which also demonstrate clear
advances in legal thought especially with respect to legal procedure, are
available in the form of citations in medieval legal digests. In spite of the
advances made by these authors, they remained indebted to the two scholars who
lived several centuries before them: Kautilya and Manu. Many of the texts
produced during the Gupta period can be viewed as commentaries on and
developments of their legal thought.
In the matter of
the method of settlement of disputes, the four aspects of a lawsuit
(metaphorically called the four “legs” or pillars), that reflected both
procedure and source, according to the Naradasmriti are — virtue
(dharma), that is the settlement of dispute on the basis of acceptance of truth
by both the parties; judicial proceeding ( vyavahara :), that is the contested
ascertainment of right; the evidence of custom (caritra), that is the practice
and usage of the locality; and a verdict from the king (rajasasana), that is
the king’s proclamation in accordance with dharma].[36]
The king’s role
remains central in all aspects of institutionalisation of dandaniti. He approves and notifies the Constitution of
the Court, Rules of Evidence, Gradation of law Courts, Validity of Law Suits,
People qualified to be Witnesses, Testimony of Witnesses; Assessing the
Testimony; False Witnesses; Documentary Evidence; Principles of Jurisprudence;
Delay in Court proceedings; Judicial examination; Verdict; Assessment of
Evidence; Lawsuits Without Witnesses; Wrong behaviour on the part of Witnesses;
Swearing in of Witnesses; Prayashchit; Confession.
There was
broad-based variety of adjudicative forums with appropriate hierarchy and
supervision and linked to specific communities so that punishment was
administered in the suitable socio-cultural atmosphere of the parties. People’s
court system and assistance by assessors or jurors had tremendous dynamism that
had never posed the problem of judicial delay. Collegiate adjudicative system
and assistance of experts in the field of law, technicality and accounts
reflected inbuilt safeguards to avoid errors. Humane but stern treatment of
witnesses and parties fairly mixed compassion with justice.
The prevalence of
a variety of courts at various levels was the distinctive feature of the
ancient Indian legal system, matching diversity and flexibility in the source
of law. There was bifurcation between courts which decided vyaavahaarika
(civil) disputes and aparaadhika (criminal) disputes. Those which are omitted
in the lists are covered under the title prakirnaka (miscellaneous). All the
matters were to be decided in accordance with dharma (law) and local customs
and usages. The king’s orders not in conflict with dharma can also be a source.
There was a
hierarchy of courts as follows: The court presided by the king was the highest
court. There were also courts appointed (adhikrita) by the king, presided by
the chief justice (pradvivaka). Next to them came in the descending order gana
(assembly), shreni (corporation) and kula (family councils). The
Brihaspatismriti classifies courts as shaasita (where the king himself
presided), mudrita (appointed by the king and using the king’s seal),
apratishtitha (circuit court) and pratisthita (established in village or town).
According to Smritichandrika,
a commentary on the Manusmriti, the kula should consist of impartial persons
belonging to the family or caste of the litigants, functioning (like a
present-day panchayat) to decide disputes amongst the persons belonging to the
same family or caste; shreni should consist of a guild or corporation of
persons following the same craft, profession or trade; and gana or puga should
be an assembly of persons belonging to the same dwelling place but might be
belonging to different castes or following different avocations. [37]
In addition, there
were practices of resolving disputes through arbitrators or madhyasthas. The
Smritis of Manu, Narada and Brihaspati suggest that disputes regarding landed
property or boundaries should be decided by neighbours, the inhabitants of the
town or village, the other members of the same community and the senior
inhabitants of the district. According to the Naradasmriti , “In disputes among
merchants, artisans or the like persons and in disputes concerning persons
subsisting by agriculture or as dyers, it is impossible for outsiders to pass a
sentence and the passing of the sentence must, therefore, be entrusted to
persons acquainted with such matters in a cause of this sort”.[38]
The family, the
guild, and the corporation, fully approved of by the king, decided most of the
cases concerning their members, other than those cases relating to grave
crimes. Any matter, not coming within the purview of the knowledge of the
family guild, or corporation, was to be finally decided by the supervisors,
appointed by the king. They were superior in power to the family etc. and the
judge superseded the supervisors. Of the family, the guild, the corporation,
the supervisors, the judge and the king, the next ones are successively higher
in judicial authority than the preceding ones.
Regarding
jurisdiction the position was that kula, shreni and gana could decide all
disputes except those falling under saahasa. They had no power of imposing
corporal punishments and fines. The appellate jurisdiction of gana over shreni
and shreni over kula was recognised. The king was the highest court of appeal
and his decision was final.
All the courts
were collegiate in their functioning. While the king was recognised as a
fountain of justice, the Smritis had prohibited him from acting alone in the
task of the administration of justice. The collegiate character of the king’s
court is explicit from Brihaspati ’s verse to the effect that king (raja),
chief justice (pradvivaka) and judges (sabhyas) are the judicial officers.
Shastras contemplated that the king should adjudicate in consultation with the
chief justice and puisne judges, although personally responsible for his
decision. There was a right of appeal to the king as the last resort.61
According to the Naradasmriti , the king should act in accordance with the
opinion of the chief justice.
The villagers had
a judicial system of their own at once familiar to and respected by them; the
various traders and guilds had a similar system. The presiding officer of the
popular courts or guild courts had office either by election or inheritance
according to local custom. With him were associated three or five men. In these
apparently private courts were settled the affairs of the everyday life. In
case of grave crimes or when the condemned party refused to obey the judgment
of the local court, the court of the king was concerned with litigation.
Another dimension
of the collegiate decision making is the participation of experts in assessing
the disputed question of facts. Vyasa has observed that in case of disputes
among traders, craftsman, artisans and artists, it is difficult for the courts
to arrive at correct decisions in view of the technical problems involved.
Hence, experts in the concerned field should be taken as assessors for deciding
disputed questions of fact. The Katyayanasmriti states that a few merchants
belonging to a guild, who come from good families, bear good character and
conduct, who are well advanced in age and free from malice, should be appointed
to assist the court in deciding the disputes.
Rule of Law
Manusmriti considers dandaniti to be a
tremendous force for discipline, hard to be controlled by persons with
undisciplined minds, it destroys the King who has swerved from duty, along with
his relatives. Then it will afflict his fortress and kingdom, the world along
with movable and immovable things, as also the sages and the gods inhabiting
the heavenly regions. Therefore punishment shall be given appropriately to men
who act unlawfully, after having carefully considered the time and place, as
also the strength and learning of the accused. When meted out properly after
due investigation, punishment makes all people disciplined and happy; but when
meted out without due investigation, it destroys all things.[39]
Dandaniti cannot be justly administered by one
whose mind is not disciplined, or who is addicted to sensual objects, or who is
demented, or who is avaricious, or whose mind is not disciplined, or who is
addicted to sensual objects. Discipline can be administered by one who is pure,
who is true to his word, who acts according to the Law, who has good assistants
and is wise. The King who metes out punishment in the proper manner prospers in
respect of his three aims of virtue, wealth, and pleasure; he who is blinded by
affection, unfair, or mean is destroyed by that same punishment.[40]
The qualification of the chief justice and
judges there were based on sound principles. A person was required to be well
versed in the 18 titles of law and their and proficient in logic,
interpretation. Knowledge of Vedas and Smritis capacity to extract the truth
from the judicial proceedings by application of the dharma. The members of the
court should not connive with the king when he begins to act unjustly. If they
do so, they, along with the king, fall head down into hell. Judges who agree with the king when he
proceeds in an unjust manner become party to the sin flowing from the unjust
decision.
Having duly ascertained the motive and the time
and place, and having taken into consideration the condition of the accused and
the nature of the offence, punishment should be given to those deserving
punishment. Unjust punishment is destructive of reputation among men and
subversive of fame; in the other world also it leads to loss of heaven; he
shall therefore avoid it. The king, punishing those who do not deserve to be
punished, and not punishing those who deserve to be punished, attains great
illfame and goes to hell. The message is very clear, virtue lies in action.
Mere words and principles, without insightful action are sure to lead to
individual and social
degeneration.[41]
A person who knows the Vedic treatise is
entitled to become the chief of the army, the king, the arbiter of punishment,
and the ruler of the whole world. As a fire, when it has picked up strength,
burns up even green trees, so a man who knows the Veda burns up his taints
resulting from action. A man who knows the true meaning of the vedic treatise,
in whatever order of life he may live, becomes fit for becoming Brahman while
he is still in this world.[42]
Those who rely on books are better than the
ignorant; those who carry them in their memory are better than those who simply
rely on books; those who understand are better than those who simply carry them
in their memory; and those who resolutely follow them are better than those who
only understand.[43]
Perception, inference, and treatises coming from
diverse sources—a man who seeks accuracy with respect to the Law must have a
complete understanding of these three. The man who scrutinizes the record of
the seers and the teachings of the Law by means of logical reasoning not
inconsistent with the Vedic treatise—he alone knows the Law, and no one else.[44]
The principle of proportionality, which was assisted by good counselling
and appreciation of facts, was crucial in giving punishment, fixing of fines or
considering extenuating circumstance. Similarly, by affirming strongly that in
case of doubt punishment will not be imposed, the legal system exhibited great
wisdom. The king’s duty to act with a sense of proportion in the matter of
imposition of punishments shows the link between justice and equity.
The dharmasastra mention the upper and the lower limits of the
punishments. The first, medium and highest levels of punishment are mentioned,
and the actual punishment imposed has to be limited within the minimum and the
maximum laid down in the texts. The reasons for variations are composed of
following five components; Exemption, extenuation, infliction according the
prescription, aggravation, and consideration of cumulation, commutation, and
other reasons.
Among the factors to be considered while inflicting punishment the caste
of the offender, knowledge of the offender, his financial condition, age,
place, time, and the value of the damage caused were included. All the
considerations were collectively taken into account while deciding on
punishment.
For instance, the punishment for theft committed by a knowledgeable
Sudra was generally eight times the value of the thing stolen and it increased
twice for the learned members of the successive higher varnas. Manusmriti says
that it becomes increased sixteen times, thirty-two time and sicty four times
in case of a Vaisya, a Ksatriya and a Brahamana offender respectively. The
punishment could go up to one hundred times or one hundred twenty-eight times
in case of the theft having been committed by a Brahaman who knows the
unrighteousness of his actions. Thus commission of an offence by brahmana who
is fully aware of the unlawful character of the act becomes a reason for the
enhancement of his punishment.
Interestingly, Manusmriti also says that someone who had stolen gold
becomes instantly pure by quietly repeating once the Asyavamiya sukta
and the Sivasankalpa sukta.[45] Asyavamiya
sukta in the Rg Veda is one the most philosophical and intriguing sukta of
the Vedas and it contains several fundamental principles of the Vedic knowledge
tradition which are repeatedly mentioned in the Vedas, Upanisads, and the
dharmasastra. Knowledge of this sukta by an offender was considered an
effective prayashchit for the sin committed. Brihaspatismriti says that
gradation of fines was subject to modification inconformity with the nature of
the offender, and it could be retained as declared or reduced or raised.[46]
This approach of transcending the letter of the law in the light of the
spirit of justice reflects the functional character of dandaniti aiming at a
benevolent result for both the individual and the society. It reflects the
limitation of man made regulations and a notion of higher moral law as the
superior principle. The larger discretion in the interests of justice gave
scope for application of equity and good conscience.
Freedom through Law
In the Vedic
tradition, creation of order in society facilitates the creation of freedom for
the individual. Instead of making autonomy as the foundation of social life,
Indian tradition makes order as the foundation of social and individual life.
The concept of punishment is inherent in the rules that establish order and
hold the society and state together. No punishment, no society, no society no
state. Dandaniti is based on rules that integrate the individual, family,
society and state.
In the dharmasastra the existence of
conflicts, disunions, rivalry and factional spirit is considered to be the
greatest of all dangers to social cohesion and individual freedom. The bond of
civil society is torn asunder when the moral system is disrupted. Hence the
greatest political offender and the most criminal sinner is he who by his
conduct promotes the breach between those who should normally live in amity and
peace. The general violence of criminal activity is seen in dharmasastra the
most insidious threat to the order of law.
Sukraniti considers the main problem with
unlawful violence as the threat it poses to the state or other legal authority
and the injury it causes to individual persons or groups. Sukraniti provides
for action against such offences by the decree issued by the king.[47]
According to the dictates of Sukraniti the execution of bad men is real ahimsa
i.e., mercy. One is deserted by good people and acquires sins by always not
punishing those who ought to be punished, and punishing those who ought not to
be, and by being a severe punisher.[48]
A state is a state because it can coerce,
restrain, compel. Eliminate control or the
coercive element from social life, and the state
as an entity vanishes. Dandaniti is the very essence of statal relations. No
dandaniti, no state. A sanctionless state is a contradiction in terms. The
absence of dandaniti is tantamount to matsya-nyaya or the state of nature. It
is clear also that property and dharma do not exist in that non-state. These
entities can have their roots only in the state. The whole theory thus consists
of three fundamental rules : no dandaniti or sengol, no state; no state, no dharma;
and no dharma, no individuality and property.[49]
In Sukraniti, punishment emphasizes rectitude
and deterrence over retribution.
In fact, dandaniti in this view is what makes
law practical at all as it contains a recognition of human imperfection and
fallibility. Law in its fullest sense can only exist in the world if dandaniti
is there to correct the inevitable failings of human beings. Without dandaniti,
law remains an elusive ideal to which no one can aspire. With dandaniti law
becomes satya, the truth that upholds social and individual righteousness.
Dandaniti simultaneously guarantees the overall stability of the social system
and development of the individual.
Sukraniti sees dandaniti as a two edged sword
that cuts both ways. On the one hand it is a corrective of social abuses, a
moralizer purifier and civilizing agent. As the Sukraniti says it is by the
administration of dandaniti that the State can be saved from a reversion to
matsyanyaya and utter annihilation and it is by dandaniti the people are set on
the right path and they become virtuous and refrain from committing aggression
or indulging in untruths. Dandaniti is efficacious moreover in causing the cruel
to become mild and the wicked to give up wickedness.
It is good also for preceptors and can bring
them to their senses should they happen to be addicted to an extra dose of
vanity or unmindful of their own vocations. Finally it is the foundation of
civic life, being the ‘great stay of all virtues’ and all the ‘methods and
means of statecraft’ would be fruitless without a judicious exercise of
dandaniti. Its use as a beneficent agency in social and individual life is
therefore unequivocally recommended by Sukra.[50]
But on the other hand dandaniti is also a most
potent instrument of restrain the ruler himself, to the powers that be. The
maladmmistration of dandaniti says Kamandaka leads to the fall of the ruler.
Manu does not hesitate to declare that dandaniti would smite the king who
deviates from his duty from his ‘station in life’. It would smite his relatives
too together with his castles territories and possessions.[51] The
common weal depends therefore on the proper exercise of the dandaniti. Manu
would not allow any ill disciplined man to be the administrator of dandaniti.
The greatest amount of wisdom accruing from the help of councillors and others
is held to be the essential precondition for the handling of this instrument.
And here is available the logical check on the eventual absolutism of the
dandadhara in the Indian tradition.[52]
The Vedic tradition sets forth the discipline by
which all parts of cosmic and human nature, the body mind and spirit, are
controlled and integrated so as to allow the free and creative working of the
universal spirit of which all these are the developments. Cosmic and human
nature is a system of interdependent relationships, and the first principle of
the universe is that it possesses unity, consciousness and priority of
existence. The ultimate creative energy
of the universe is one and not many, and nature is too closely knit to be
viewed as a scene of conflict between two or more powers. This orderedness
expresses itself in different forms of determination according the level of
consciousness that had been attained by a person. Work, knowledge and devotion
are complementary both when social cohesion and individual freedom is the goal
and after it is attained. [53]
In the two edged sword of the dandaniti we
encounter on the one side interests of the society and on the other individual
morality, virtue, dharma, etc. In fact, it is to ‘educate’ man out of the
primitive licence and beastly freedom that government has been instituted. The
society and state is designed to correct human vices or restrain them and open
out the avenues to a fuller and higher life. And all this is possible only
because of dandaniti. The conception of this eternal co-relation in societal existence
is one of the profoundest contributions of the political philosophy of the
Hindus to human thought.
This concept changes the emphasis from what law
restrains to what law enables. It
suggests that every social system must contain
morals and ethical elements which can be understood in practical terms.[54]
“In accordance with the doctrine of dandaniti, the state is conceived as a
pedagogic institution or moral laboratory, so to speak. It is an organization
in and through which men's natural vices are purged, and it thereby becomes an
effective means to the general uplifting of mankind. The Hindu theorists
therefore consider the state to be an institution " necessary " to
the human race if man is not to grovel in the condition of matsya-nyaya
under the law of beasts. Man, if he is to be man, cannot do without social and
political organization”.[55]
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The Concept of Danda
in the Dharmasastra
A Unifying View of Spirit and
Force of Dharma in Indian Tradition
Sunil Sondhi
Tagore National Fellow
Indira Gandhi National Centre for the Arts
Abstract
Manusmriti,
in one of the references to danda, gives specifications for making a wooden
stick for the Upanayan ceremony. This ceremony marks the initiation of a
child’s journey of learning. The danda is to be made of sacred wood of specific
length from trees like Palash, Nyagrodha, or Asvattha, which represent
different aspects of the cosmic order maintained by Brahma, Vishnu and Mahesh.
The sacred wood should not be twisted, it should not have knots or burn marks,
should look good and not cause hurt. The danda as a symbol of discipline is
considered necessary for the pursuit of righteousness, and also for protection
from threats to righteousness. The child carries the danda as he starts the journey of learning
with symbolic bhiksa, or seeking alms, not for himself, but for his teacher.
Bhiksha serves to instill in him the values of humility and self-control and a
sense of responsibility towards the teacher and the society.
The idea of legal
culture has had an important place in major recent debates about the nature and
aims of law. The concept of legal culture means that law should be treated as
embedded in the broader culture of society. In a sense, law is culture. Concept
of legal culture encompasses much more than the professional juristic realm. It
refers to a more general consciousness or experience of law that is widely
shared by those who constitute a nation. Culture is fundamental — a kind of
lens through which all aspects of law must be perceived, or a gateway of
understanding through which we must pass so as to have any genuine access to
the meaning of law in society.
Cultural
concepts of law that emerge out of the several frames of reference in the dharmasastra,
the republican governments in ancient India, and the constituent assembly
debates enable us to view the law in India in an integrative perspective that
is closer to Indian cultural tradition. The innovative value of historical and
sociological approach lies in its unifying vision of the theological, cultural
and positivist aspects of the concepts of law in Indian tradition.
A holistic
concept of law including both ethical and legal perspectives seems to provide a
more realistic picture of Indian legal culture. A juridical system that does
not correspond to the social and cultural sensitivities of a society can not be
owned by the people as their system but will be seen as something foreign and
imposed. Without a conducive social and cultural conceptualization mere formal
law cannot create willing legal and moral obligation.
Introduction
In the context of Indian knowledge
tradition, there has been no misunderstanding more serious in nature than the
supposition that Indian culture was fundamentally 'religious', in the sense in
which the words 'religion' and 'religious' have been used in the West for
centuries. These imply a belief in one exclusive God as the creator of the
universe, an exclusive book containing the life and the sayings of that
messenger of God, a separate code of commandments, a conclusive corpus of
ecclesiastical laws to regulate thought and behaviour in the light of these,
and a hierarchy of priesthood to supervise that regulation and control and
promote proselytization.
The Indian concept of dharma
means none of these. It is to this confusion that we can trace most of the
Western misconceptions of Indian society, culture and law. Many of Indian
political and legal institutions continue to be founded upon such misconceptions
which are often the source of the social and political problems that the people
of India face today. The assumptions underlying Western law and jurisprudence
at different stages of its development were radically different from the
assumptions of traditional Indian law and jurisprudence. But it was the Western
political and legal philosophy founded on the rights of the individual that
dominated the constitution-making in India. The divorce of the Indian people
from Indian law jurisprudence has proved harmful for social cohesion in the
country.
Dharma means much more than what is commonly understood by
religion. While there is something in the very nature of semitic religion which
is divisive, conclusive and exclusive, dharma is inclusive, open and it
unites. Religion excludes all that it is not in a particular religion, dharma
includes every form and view of life. Religion often makes claims that are
not based on experience, the claims of dharma are the claims of life and
science. Religion and politics must necessarily be separated for a safe and
sane world, legal and political thought and practice must necessarily have its
basis in dharma.
Dharma provides comprehensive guidance to regulate human
conduct in accordance with the given system of cosmic creation and fulfill the
purpose of one’s life. The whole life of a person, considered both as a an
individual and as a member of social groups, as well as a person’s relationship
with fellow individuals, to the other living beings, to cosmic reality
generally and to one’s conceptions of God come within the purview of the
concept of dharma. Among the duties that it lays down are both self-regarding
and other-regarding, those to the living, those yet to be born and those no
longer alive.
As
past, present and future are interconnected in Indian tradition, human
relations too extend in time both backward and forward and to the whole
environment. In the cosmic system of creation, large and small, and crucial and
trivial are not determined according to human standards. A particle of sand on
the sea shore is no less significant than the stars and galaxies in the space.
So the small details of the yagya are as important as the details of
everyday life, and the public and social relations, from the point of view of
the purview of the dharmasastra.
Nature of Dharma
The first attempt to create a modern scientific
theory in jurisprudence was the positivist theory of the English Jurists
Bentham and Austin. Bentham and Austin utilized the positivist approach of
Auguste Comte to the explore subject of jurisprudence. They insisted that one should
study the law, including the legal structure, the legal concepts etc. as it is,
and not how we would like it to be. This was the scientific approach because in
science also we study objective phenomena as it is and not how we like it to
be. For instance, when we study the atoms in physics we study the nucleus, the
electrons orbiting around it, etc. We do not speculate how the atom should
behave according to our own wishes, but we study it as it is. The same approach
was adopted by Austin and Bentham in jurisprudence. (Katju, p. 17).
Positivist jurisprudence regards law as a set of
rules (or norms) enforced by the State. As long as the law is made by the competent
authority after following the prescribed procedure it will be regarded as law,
and we are not concerned with its goodness or badness. We may contrast this
with the natural law theory which says that a bad law is not a law at all. “The science of jurisprudence” Austin says “is
concerned with positive laws, or with laws strictly so called, as considered
without regard to their goodness or badness”. Thus, positivism seeks to exclude
value consideration from jurisprudence, and confines the task of the latter to
analysis and systematization of the existing laws. The separation of law from
ethics and religion was a great advance in Europe from the feudal era. (Menski,
p.6).
There has been a general belief among
both scholars and laymen that law is a special mechanism for establishing
social order isolated from other social mechanisms and, for this reason, that
the scientific study of law should be confined to the special capacity of
positive legal jurisprudence. While
positivism was a great advance over natural law and was suited to modern
industrial society, it had a great defect that it only studied the form, structure,
concepts etc. in a legal system. It was of the view that study of the social
and economic conditions and the historical background which gave rise to the
law was outside the scope of jurisprudence, and belonged to the field of
sociology. (Chiba p.1)
However, unless we see the historical background
and social and cultural circumstances which give rise to a law it is not
possible to correctly understand it. Every law has a certain historical background
and it is heavily conditioned by the social and cultural system prevailing in
the country. The flaw in positivism therefore was that it reduced jurisprudence
to a merely descriptive science of a low theoretical order. There was no
attempt by the positivist jurists, like in sociological jurisprudence, to study
the historical and socio-cultural factors which gave rise to the law. Positivism
reduced the jurisprudence to a very narrow and dry subject which was cut-off
from the historical and social realities. Thus it deprived the subject of
jurisprudence of flesh and blood. (Menski, p.12).
The cultural relativism approach that emerged in social sciences in the
twentieth century in the wake of Einstein’s theory of relativity, and the
uncertainty principle of Werner Heisenberg, argues that a society’s beliefs and
practices should be understood based on that society’s own culture. Edward
Sapir and Benjamin Whorf, major proponents of cultural relativism, argue that
the norms and values of one culture should not be evaluated using the norms and
values of the other. Another way of saying this is that many features of human
experience are entrenched or embedded in cultural conceptualizations. Cultural
relativism offers both a theoretical and an analytical framework for
investigating cultural conceptualizations that underlie the social and cultural
practices and institutions. At the heart of the theoretical framework of
cultural relativism is the notion of cultural cognition, which affords an
integrated understanding of the notions of “knowledge” and “culture” as they
relate to social practices.
The popular negligence of the cultural
factor of law may have been partly caused by the alleged universal nature of
traditional jurisprudence, prevailing as in the western science of law in the
world. Contemporary Western jurisprudence is indeed established on a universal
basis. Its overwhelming prevalence in the world seems to leave little room
either for serious consideration of its cultural specificity or for doubt as to
its applicability to the different cultural specificities of other countries.
Contemporary Western jurisprudence is a
product of long Western history and is coloured by a Western culture based on
the Hellenistic and Christian view of man and society. The universalistic
achievements of Western jurisprudence hides its cultural specificity. That
specificity may have been in some cases diffused by or assimilated into
different specificities of different cultures, but in other cases it has
conflicted with or been rejected by them. In all cases, Western jurisprudence,
convinced of its illusion of universality, does not pay due attention to the
cultural problems which accompany such diffusion or conflict between Western
specificity and non-Western specificities. (Chiba, p.2).
The point is
that the whole structure of law of a people is not limited to the monistic
system of state law as maintained by Western jurisprudence in accordance
with methodological postulates of legal
positivism. The whole structure of law as an aspect of culture includes all
regulations, however apparently different from state law, which the people
concerned observe as law in their cultural tradition, including value systems.
The very cultural identity of a people demands that we include all of them in a
whole structure. Thus,
the whole structure of law is plural, consisting of different systems of law
interacting with one another harmoniously or conflictingly. (Chiba, p.4)
At the same time it is true that the
peoples and scholars of non-Western countries who have cherished their own
jurisprudence with specificities quite different from the Western, have not
succeeded nor even attempted to present the achievements of their
jurisprudence before the world circle
of legal science forcibly enough to cause the proponents of Western
jurisprudence to doubt their conviction of its universality. Without presenting
the achievements of their own jurisprudence before world bodies
specifically aimed at self-reflection
of model jurisprudence, they would be disqualified from criticizing the
ethnocentricity of the latter, as recently pointed out by some Western
scholars. (ibid. p.2)
Such a negative or
passive attitude may be another reason why Western jurisprudence has in general
disregarded the jurisprudence of different cultures - jurisprudence with due
respect to indigenous legal cultures in non-Western countries. Vital to the
proper understanding of law in non-Western culture is, firstly, for scholars to
present their own data and views positively in order not to negate the
significance of western jurisprudence, but to maintain a sound understanding of
its nature when utilized in different cultures. (ibid.)
Many
Western scholars and their Indian followers with their apemanship and parrotry,
vigorously refuse to accept the indigenous identity of law in India, primarily
because their assumptions about ‘law’ differ from the internal categories of dharmic law. The main problem that
arises in connection with understanding dharmic
law, has been the regular attempt – by insiders as well as outsiders - to deny
that this important legal system actually has its own capacity for internal
modernisation. Dharmic law is much more than state law and thus it explicitly
rejects the usefulness of legal positivism as an analytical tool for
understanding the actual complexity of dharmic law. The projected
decline and virtual abolition of dharmic law is nothing but a
constructed myth that has served certain purposes and modernist agenda – and
continues to do so with much persuasion - but can not defeat the social,
cultural and legal realities of over a billion Indians in India.
The
assertion that law is simply the law of the sovereign State misses the point
that the law gets its meaning from the intersection of legal and various other
social systems of meaning. Law like any other institution of society is
interconnected with other institutions. The task of legal scholars therefore,
is to recognise the connections between the law and social, political and
cultural systems. The interdisciplinary study of law must mean that it brings
the knowledge of the legal doctrine and analyzes it in the context of the
knowledge of other disciplines. In doing so it carries the responsibility to
try and achieve social justice for all. Despite the never-ending debates about
modernisation and secularism in India, dharmic law, governing the social
majorities of India’s population, has continued to play a key role in the
development of the state legal apparatus and will continue to do so. It does
not matter whether scholars like this or not.
Dharma, the foundation upon which all life is based in India, is
immeasurably more than 'religion'; mistakenly one has been taken to be the
other. The Indian mind did not think in terms of contesting polarities of the either/or
kind. It would be yet another misunderstanding if the statement that dharma
is profoundly secular is taken to mean that it is for that reason
anti-religion, or that it has concern with other human
beings in the form of legal
accountability alone. The secular nature of dharma lies in the fact that
all Indian explanations of man are evidently located in man himself, in the
very structure of his being. It is that which binds one human being with
another. The ethical foundations, and the limits of one human being's conduct
towards
another, are already inherent in man's
being, in the force of dharma.
In
modern times, when secularism is upheld as an ideal and religion has been
separated from politics such a linkage may appear far-fetched. The Indian view
is different. Morality, to have effective force in practice must be based on
rules of cosmic order. The unruly conditions of the modern world could have
been avoided if dharmic values had been upheld, and personal, social and
national behavior had been harmonized with the complex adaptive system running
through the history of cosmic creation. Dharma can be comprehended by
its application in daily life, by the consideration of the diverse form it
takes, by its effects both visible and invisible, the empirical evidence behind
it, and and the occasion for its use and or application. Dharma stands
for natural law, civil and moral law, justice, virtue, merit, duty, morality
and quality. (Aiyangar, p.62).
The
study of dharmic law has been
neglected in the decades since independence due to a combination of declining
knowledge of its classical foundations and the pressures of modern political
correctness, to the effect that studying dharmic
law is often seen as a regressive activity. Anything ‘Indian’ is therefore
quickly dismissed in many ways, by those who imagine and assert that a modern
world, by which is often meant a Western-inspired world, can do without
so-called primitive religious and cultural traditions. They have conveniently
forgotten that the so-called modern western traditions have their own roots in
Western cultural and religious traditions. So how can India be called upon to
‘modernise’, if that means giving up the social and cultural concepts that make
up the fabric of the Indian identity?
Since
dharmic law has always been a reflection of the way of life of millions
of very diverse people, what was abolished by the formal law was manifestly
only a fragment of the entire field and of the social reality of dharmic
law. The conceptual framework and the entire customary social structure of Indian
culture, remained largely immune to the powerful wonder-drug of legal
modernisation which had been administered in measured doses since well before
1947 and was again used during the 1950s and decades thereafter. Something as
complex as Hindu personal law could not be reformed away and ultimately
abolished by statute, nor could its influence as a legal normative order that
permeates the entire socio-legal Indian field simply be legislated away. Dharmic
law has always been a people’s law, whether or not the state wished to see it
that way. Despite enormous internal changes, dharmic law as a conceptual
entity has remained an integral part of the living and lived experience of all
Indians.
Spirit of Dharma
The Vedic texts give a reasonably clear
picture of the world views of the Vedic sages, of their ideas about man’s place
in the world, in particular of the Vedic conceptualization of ṛta as macrocosmic order. Herein, then, lies the importance of the Vedas as a
source of ‘law’ or rather of dharma. They elucidate the early conceptual
underpinnings of Vedic law which are absolutely central for understanding the
emerging legal system as a whole. The central point appears to be that ‘law’ is
an entity beyond direct human control. It exists, and yet does not claim
institutional loyalty, as a state legal system would do.
Vedic sages and scholars realized the overarching
presence of rta, an invisible cosmic law that held together in order a
complex and adaptive system at different levels, forms, and phases of all the
objects and processes that comprised the cosmos. All the forms of being
existing and developing in harmony within an interconnected web of
relationships were seen as organized in a system which integrated all the parts
into an undivided whole in flowing movement. The cosmic order which extended to
all levels of existence from the infinite to the infinitesimal was seen as
inviolable, never to be broken, even by the Vedic divinities who were in fact
considered as the guardians of ṛta. (Menski, p.90).
This universal principle of creative order is
revealed in some of the earliest stages in the evolution of multi-cellular life
on this planet. A multitude of cells are bound together into a larger unit, not
through aggregation, but through a marvelous quality of complex
inter-relationship maintaining a perfect co-ordination of functions. The larger
co-operative unit accommodates greater freedom of self-expression of individual
units, to develop greater power and efficiency in the organised whole. It is not
merely an aggregation, but an integrative inter-relationship, complex in
character, with differences within of forms and function. There are gaps
between the units, but they do not stop the binding force that permeates the
whole or the dynamic identity of the units. The most perfect inward expression
of such organization has been attained by man in his own body. But what is most
important of all is the fact that man has also attained its realization in a
more subtle body outside his physical system in the universe. (Tagore, 1931,
p.2).
Īśa Upaniṣad brings out the systemic
aspect of cosmic order most succinctly and clearly. It says that the Absolute
Reality is both universal and particular. The creation of the particular from
the universal does not affect the integrity of the universal. The principle or
quality of wholeness and integration is prior to the principle of particular
and diversity. Oneness becomes many in the image of the oneness. That is whole,
this is whole, taking out a particular whole from the absolute whole leaves the
absolute whole integrated and creative as before. Every particular entity has
to be an integrated whole to maintain its identity amongst an integrated system
of infinite entities. The wholeness or integrity of each part is the bedrock of
the wholeness of the universe and the order of the cosmos, and the order of the
cosmos is the bedrock of the wholeness of the particular.
Ṛta is
the principle whereby the Absolute Reality becomes manifest and perceptible to
human senses. In Ṛg Veda it is said that, 'heaven and earth exist in close unison
in the womb of ṛta'. (Ṛg Veda, 10.65). Ṛta, thus, is the one single system that embraces the cosmic
order. The concept of ṛta explains the course of the evolution and sustenance of
the natural and human world in terms of rhythm, time cycle, seasons, and
biological growth. It refers to three basic elements of birth, growth, and
transformation as the components of the complex cosmic system which functions
according to its own self-organizing principles and law. Scholars, scientists,
and poets in all ages have always found it amazing that the Absolute Reality is
so well-ordered. In a landmark Supreme Court judgement, Chief Justice P. B.
Gajendragadkar called this ‘great world rhythm’ one of the basic concepts of
Hindu philosophy. (1966 SCR (3) 242).
The early key concept of ṛta metamorphosed gradually into dharma which may be understood as
microcosmic order or duty, the central dharmic
legal term, which in one form or another underlies and suffuses all the later
texts. Dharma became clearly the core concept of Vedic tradition, and
thus of Vedic law. Its relevance in legal terms can be explained quite simply
in that life is seen as a complex experiential reality, in which everybody and
everything has a role to play and is visibly and invisibly interconnected in a
giant systemic network of cosmic dimensions, a kind of universal spider’s web.
Individual roles and obligations are, of necessity, quite disparate for
different people; they depend on contextual factors like gender, age, or place
in society. Dharma as a central legal concept thus suggests unlimited
plurality at the level of social reality within a dharmic systems theory that defies rational deconstruction.
Ṛta is a
multidimensional concept which is connected to other fundamental concepts like brahma, atma, dharma, and satya,in the Veda,
Epics, Upaniṣads and the
Dharmaśāstra. In its most fundamental sense, ṛta is the law, order, system, harmony underlying all
natural phenomena. Ṛta is the all-pervasive universal order that is same at all
levels of existence, and the objective world is the expression of that order.
The field of ṛta is physical, mental, spiritual, and ethical. Nature as
it is known to us is not seen as a chaotic occurrence of events and objects.
While it may appear as random and disorganized, the fundamental processes of
nature that underlie all objective, and subjective realms too, function as a
complex system in which all parts are coordinated and integrated into a larger
whole.
Indian conceptualizations of ṛta,
dharma, and satya are
not comparable with Western principles in the sense that they provide specific
ethical permissions or prohibitions. Truth in the Western sense is the sum of
what can be isolated and counted, it is what can be logically accounted or what
can be proved to have happened, or what one really means at the moment when one
speaks. While the Indian conception of satya is marked by an inner
realization of the wholeness of reality, the Western view of truth is better
described in English dictionaries as truthfulness or veracity of individual
explicit statement.
In Indian tradition, on the other hand, truth is defined
in Mahābhārata when it says, 'Satya is dharma, tapas (austerity)
and yoga. Satya is eternal brahma, Satya is also the foremost yagya, and everything is established on Satya', (Mahabharata, V,
p.497). In an illustration of this principle, Mahābhārata says that the spirit of dharma
exists in the khadga (sword) also. The khadga or
sword is a creation of Brahma for the purpose of protection and
sustenance of the people according the principles of dharma. It takes
the form of verbal, material, physical or death penalty for those who
consciously violate the principles of dharma for their own selfish ends.
(ibid. p. 512).
The
concepts of rta and dharma are of great significance in the
ethical and legal tradition of the Vedas. It is the anticipation of the law of
karma, one of the distinguishing characteristics of Indian legal thought. It is
the law which pervades the whole world, which all gods and men must obey. If
there is law in the world, it must work itself out. If by any chance its
effects are not revealed here on earth, they must be brought to fruition
elsewhere. Where law is recognized, disorder and injustice arc only provisional
and partial. The triumph of the wicked is not absolute. The shipwreck of the
good need not cause despair. (Radhakrishnan, p.80).
The ideal is envisaged as a fluid ordered
universe, or a complex adaptive system, in macrocosmic as well as microcosmic
dimensions, in which every element of that giant cosmic order simply does what
is most appropriate. In other words, the Vedic conceptualization of order
reflects a kind of ecologically sound symbiosis in which every component part
plays its proper role. But this is merely the conceptual ideal: real life is a
never-ending chain of contradictions, role conflicts, and processes to ascertain
specific duties. It can also be viewed as a struggle to find one’s path,
especially later in the more individualistic contexts of realization-centred
beliefs.
More pointedly for a legal analysis,
awareness of ṛta and dharma involved a continuous process of harmonizing individual
expectations with concern for the common good, a constant obligation to
ascertain the appropriate balance between individual and society, good and bad,
right and wrong, the permissible and the prohibited. Vedic law, in other words,
is from the start based on a complex and continuous interactive process
(Derrett, 1968, p.2–3). Much of this remains invisible and internalized, a
truth later brought out forcefully in the dramatic illustrations of the great
epics, which can be seen as ancient tools for teaching ‘order’ in every sense
of the word.
Rule of Dharma
To the question whether there was a rule of law prevalent
in ancient India, evidence for a resoundingly affirmative answer is borne out
by the great epic texts. The message of these texts is clear that the King was
not above the law. Sovereignty was based
on an implied social compact and if the King violated this traditional pact, he
forfeited his kingship. It refutes the view that the kings in ancient India
were despots who could do as they pleased without any regard for the law or the
rights of their subjects. Coming to the historical times of the Mauryan Empire,
Kautilya described the duties of a king the Arthasastra in the following
terms, “In the happiness of his subjects lies the King’s happiness; in their
welfare his welfare; whatever pleases him he shall not consider as goof, but
whatever pleases his people, he shall consider as good.”’ (Nazeer, p.7)
One of the most distinguishing aspects as
between the concept of the law as defined in the Western jurisprudence and that
as defined in Dharmasastras is that whereas the imperative command of
the king constituted the law according to the former, under the concept of dharma,
the law was a command even to the king and was superior to the king. This
meaning is brought out by the expression 'the law is the king of kings'. The
doctrine 'the king can do no wrong' was never accepted in ancient Indian constitutional
system. Tirukkular , says that a king is assured of heavenly status if
he makes the wrongdoer feel the weight of falling sengol, provided the
light of justice is hidden in that blow of sengol. (Tirukkular,
57).
Another aspect discernible from the
definition of 'law' given in the Brihadarayaka, Upanishad and accepted
in the Dharmasastras is that the law and the king derive their strength
and vitality from each other. It was impressed that the king remained powerful
if he observed the law and the efficacy of the law also depended on the manner
in which the king functioned, because it was he who was responsible for its
enforcement. There was also a specific provision which made it clear to the
king that if he was to be respected by the people, he was bound to act in
accordance with the law.
Thus the first and foremost duty of the
king as laid down under dharmasastra was to rule his kingdom in
accordance with the dharmic law, so that the law reigned supreme and
could control all human actions so as to keep them within the bounds of the
law. Though dharma was made enforceable by the political sovereign -the
king, it was considered and recognised as superior to and binding on the
sovereign himself. Thus under Indian ancient constitutional law (Rajadharma)
kings were given the position of the penultimate authority functioning within
the four corners of Dharma, the ultimate authority. Rules of dharma
were not alterable according to the whims and fancies of the king. The exercise
of political power in conformity with "dharma" was considered
most essential. This principle holds good for every system of government and is
a guarantee not only against abuse of political power with selfish motives and
out of greed but also against arbitrary exercise of political power.
The most rigid enforcement of obligations
and duties form, side by side with the most lavish grant of rights and
privileges to, both the governor and the governed explain the seeming
inconsistency and paradox that characterise the dharmasastra, and the
great complementarity between the theoretically despotic and the practically
democratic features of the political organisation. This is a sound political
maxim and is based on the observation of the fact that the peoples’ interests
and opinions do in most cases differ, and insightful decision making is
required at the political. Random scattering of the public opinion requires
mediation and guidance from the government. (Sarkar, Sukraniti, p.51).
In deciding upon measures the king should
be guided by the truth ‘voice of people is voice of god’. Thus though the king
is himself a god, the god of the king is the people. The king has been
described in Dharmasastra as their servant getting remuneration for his
work. The peculiar dualism and intergration in the king’s position have been
very unhesitatingly indicated in the Sukraniti. (ibid.). The king
is a god no doubt, but Dharmasastra do not consider him infallible. The
limitations are fully recognised, and moral as well as constitutional
restrictions are imposed upon him as upon other men.
The Theory of the Divine Right of Monarchs
has therefore to be understood with great modifications and the Western notions
of about the infallibility and divinity of Kings and Popes must not be
transplanted into the study of Indian Socio-political institutions. (Sukraniti,
p.54). The theory that a man may be omniscient is rejected altogether in the Dharmasastra
for the very nature of the case goes against the idea. To the argument of
physical magnitude, extensity and vastness of political interests is added that
of intellectual limitations and incapability of man. Man cannot be omnipresent,
he cannot also be omniscient, and therefore he must never be made omnipotent. (Sukraniti,
p.56).
The true character of Indian jurisprudence
is therefore different from that of the Anglo-American system. The obedience to
the Shruti and Smriti etc., was not due to any political
authority of their authors, but the veneration in which they were held by those
for whom these writings were intended. These lawgivers showed admirable
practical good sense in prescribing rules. While apparently professing to
follow the Divine Laws and Commands as found in the Vedas and claiming simply
to interpret and explain them to the general public, in reality the Dharmasastra
so moulded these texts as to bring them in conformity with the general sense of
their followers—a fact which secured them a following and obedience which was
as universal and strong- as that secured by a political authority.
It
has also to be understood well that the area of the jurisdiction of central
power in ancient India was limited by the wide autonomy of the local bodies, of
village and town governments, and of autonomous, economic, religious and
military organizations. Their consent in the rules of dharma, which touched
them also, had to be taken into account by any ruler. The idea that the central
power was the monistic sovereign did not reflect the reality of social life in
India. In the life of the common man, the direct impact of the central power in
the country or region was not significant. Society was constituted of many
social groups which were voluntary, hereditary, functional and provisional with
several groups performing multiple functions. The legitimacy and authority of
all these social groups was derived from the same source of dharma.
The
economic and social support of the central power came from the allegiance and
cooperation of these diverse social groups which were fairly autonomous in
their day to day functioning. They followed their own dharma which was
usually in consonance with the dharmic law of the land. Thus the central
political organisation was not not omnipotent or omnipresent like the fictional
sovereign of the legal positivism. It was only one of the many governing social
and religious organizations, often the primary, but not one that touched the
lives of people deeper than the others. Dharmic law was essentially a
pluralist law which included and transcended the formal command of the
political sovereign. (Aiyangar, p.179)
As
a holistic legal system Indian jurisprudence emphasized and intrumentalised the
intricate connection between different interlinking elements of the whole
experience of human life. Indian law principles were in opposition to the
classical positivist theories of law. Indian law concepts thus fall firmly
within the theoretical parameters of the sociological school of jurisprudence,
which treats legal rules as organically grown and and socially tested normative
orders and therefore does not accept the domination of legal absolutism or
positivist.
A
deeper analysis of ancient Indian law yields a systemic, multifaceted truth
inherent in dharmic law, which never developed the aspiration to rule
from above in absolutist legal fashion but sought to rule from within the
society and individuals. Legal regulation from above, in the absolutist sense,
may be apparently prominent, but there are deeper levels of legal regulation
which can be ignored only at great cost. Dharmic law and its underlying
philosophy does not simply accept the simplistic impression that legal rules
can solve all problems. In Indian cultural conceptualization, law is eternally
and intrinsically connected with other spheres and levels of life. (Menski,
p.42).
It
was the influence of the Hindu view of life, as given in the dharmasastra,
that influenced the ruler and the ruled, and promoted their harmonious
relations, and facilitated for both the moderation of their actions in
accordance with the common ideals of coexistence. The best of all guarantees of
good government in the dharmasastra
was in bringing up the king and his ministers in the same ideals as the
common man, and make both realize the supremacy of dharma as the both
the letter and the spirit of the human law. It is only when human life is seen
in the perspective of cosmic coexistence, and how important the self is as part
of the cosmic reality and how all existence is interconnected in the common
process of creation and transformation, that a proper sense of rules and values
can be gained. The function and value of dharmasastra is to show the
path to this realisation. (Aiyangar, Aspects, p.180).
Dharmic law is alive and well at several conceptual levels
of law, and it enables modern India’s creative use of Indian concepts in
seeking to construct a justice-focused legal system that does not need the
crutches of a foreign legal order, but remains open to modification and reform
as and when circumstances suggest it. Thus, to argue that the ancient Indians
did not have ‘law’ would be plain nonsense. If indeed all human societies have
law, why should ancient Indian societies be any different? The simple answer is
that the ancient Indians conceived of law differently from Western cultures. Dharmic
law, as is widely acknowledged, represents a culture-specific form of
natural law.
Both
at the conceptual level and within processes of official law-making and policy
formulation, concepts and rules of dharmic law retain a powerful voice
in how India, in the 21st century, is seeking to achieve social and economic
justice for over a billion people. It holds its position as a major legal
system of the world, often despised and largely unrecognised, but massively
present in the world of the twenty first century. At least a billion people,
roughly a seventh of the world citizenry, remain governed by dharmic law
in one form or another. Numerous decisions of the Supreme Court of India and
the High Courts and subordinate judiciary bear witness to this social reality.
State
law and dharmic law are not incompatible, both interact with each other
in many ways that we cannot even begin to analyse. Indian traditions are
manifestly much more than folkloristic decorations, and dharmic law is a
demanding multi-disciplinary arena which seems to put researchers off. Dharmic
law has always been much more than a fossilised book law that could be
abolished by the stroke of a pen. It could not simply be reduced to redundancy
in the Austinian fashion, that taught Indian leadership to embrace legal
positivism as a philosophy and top-down law-making as a magic tool of
development. Justice Katju has observed that in ancient and medieval
India there was tremendous development not only in the fields of science and philosophy,
but also in the field of law. However, he lamented that the advent of British
rule denied us the benefits of these developments as the alien rulers made it a
policy to demoralise and denigrate us by propagating the idea that Indians were a race with no worthwhile achievement
to their credit. (Katju, p. 7).
Force of Dharma
The foregoing brief
discussion will make it clear that the rules contained in the dharmasutras
and other works on dharmasastra relating to danda or sengol
as the force of law had their roots deep down in the most ancient Vedic
tradition and that the authors of the dharmasutras were quite justified in
looking up to the Vedas as a source of dharma. But the Vedas do not profess to
be formal treatises on dharma; they contain only disconnected statements on the
various aspects of dharma; we have to turn to the smrtis for a formal and
connected treatment of the topics of the
dharmasastra. Indian classical texts like the Manusmriti, and Sukraniti,
which are
in the category of Nitisastra, Arthasastra, Dharmasastra, Tirukkural,
or Dharmasutra deal mainly with the specific topics implied by such
Hindu categories as Dharma (morals), Artha (interests) and Kama
(desires and passions) as opposed to Moksa (salvation).
Dharmasastra texts like Manusmriti, Yagyavalkayasmriti
and Sukraniti reveal keen insight into the principles of strong and good
government and political wisdom that find place in Indian texts of the time.
These works are based on the principle that the security of the state depends
not on the passive virtue of obedience to the laws promulgated by it but on the
active cooperation of the people with it in carrying these laws into effect.
The structure and functioning of the Indian political system of these times has
many points which have anticipated the latest principles of good governance administration
and which have yet to be realised by modern States. (Sarkar, Sukraniti, p. 39-40).
In
these texts the existence of conflicts, disunions, rivalry and factional spirit
is considered to be the greatest of all dangers to social peace and political
security. The bond of civil society is torn asunder when the moral system is
disrupted. Hence the greatest political offender and the most criminal sinner
is he who by his conduct promotes the breach between those who should normally
live in amity and peace. The general violence of criminal activity in hindu
jurisprudence is seen as the most insidious threat to the order of law.
The
main problem with violence is less the injury it causes to some person or group
than the threat it poses to the state or other legal authority. Sukraniti provides
against such offences by the socio-political decree issued by the king. (Sukraniti,
p. 40). “According to the dictates of Sukraniti the execution of bad men
is real ahimsa i.e., mercy. One is deserted by good people and acquires sins by
always not punishing those ought to be punished, and punishing those who ought
not to be, and by being a severe punisher”. (ibid. p. 131).
A
state is a state because it can coerce, restrain, compel. Eliminate control or
the
coercive
element from social life, and the state as an entity vanishes. Danda is
the very
essence
of statal relations. No danda, no state. A sanctionless state is a
contradiction in terms. The absence of danda is tanta-mount to matsya-nyaya
or the state of nature. It is clear also that property and dharma do not exist
in that non-state. These entities can have their roots only in the state. The
whole theory thus consists of three fundamental rules : no danda or sengol,
no state; no state, no dharma; and no dharma, no individuality and property. (Sarkar,
Political Institutions, p. 197).
Manusmriti considers danda to be a tremendous force for
discipline, hard to be controlled by persons with undisciplined minds, it destroys
the King who has swerved from duty, along with his relatives. Then it will
afflict his fortress and kingdom, the world along with movable and immovable
things, as also the sages and the gods inhabiting the heavenly regions.
Therefore punishment shall be given appropriately to men who act unlawfully,
after having carefully considered the time and place, as also the strength and
learning of the accused. When meted out properly after due investigation,
punishment makes all people disciplined and happy; but when meted out without
due investigation, it destroys all things. (Manusmriti, Vol.5, p.289-90)
Discipline cannot be justly administered by one whose mind is
not disciplined, or who is addicted to sensual objects, or who is demented, or
who is avaricious, or whose mind is not disciplined, or who is addicted to
sensual objects. Discipline can be administered by one who is pure, who is true
to his word, who acts according to the Law, who has good assistants and is
wise. The King who metes out punishment in the proper manner prospers in
respect of his three aims of virtue, wealth, and pleasure; he who is blinded by
affection, unfair, or mean is destroyed by that same punishment. (ibid. p.
292-93). In the same spirit, Tirukkular says that if the sengol
of the king does not rest on justice, and if he acts without wisdom, he will
see his wealth and prestige fade away. (Tirukullar, 57).
Having duly ascertained the motive and the time and place, and
having taken into consideration the condition of the accused and the nature of
the offence, punishment should be given to those deserving punishment. Unjust
punishment is destructive of reputation among men and subversive of fame; in
the other world also it leads to loss of heaven; he shall therefore avoid it. The
king, punishing those who do not deserve to be punished, and not punishing
those who deserve to be punished, attains great ill-fame and goes to hell. (Manusmriti, p. 282).
In
Sukraniti, punishment emphasizes rectitude and deterrence over
retribution.
In
fact, danda in this view is what makes law practical at all as it
contains a
recognition
of human imperfection and fallibility. Law in its fullest sense can only exist
in
the world if danda is there to correct the inevitable failings of human
beings. Without danda, law remains an elusive ideal to which no one can aspire.
With danda law becomes satya, the truth that upholds social and
individual righteousness. Danda
simultaneously
guarantees the overall stability of the social system and development of the
individual. In Tirukkural, the value of the word of the priest, and the
value of the honour for men, is considered to rest on the value of the sengol
held by the king. (Tirukkural, 55).
Sukraniti sees danda as a two edged sword that cuts
both ways. On the one hand it is a
corrective
of social abuses, a moralizer purifier and civilizing agent. As the Sukraniti
says
it is by the administration of danda that the State can be saved from a
reversion to
matsyanyaya
and utter annihilation and it is by danda the people are set on the right
path
and they become virtuous and refrain from committing aggression or indulging in
untruths. Danda is efficacious moreover in causing the cruel to become
mild and the wicked to give up wickedness. It is good also for preceptors and
can bring them to their senses should they happen to be addicted to an extra
dose of vanity or unmindful of their own vocations. Finally it is the
foundation of civic life, being the ‘great stay of all virtues’ and all the
‘methods and means of statecraft’ would be fruitless without a judicious
exercise of danda. Its use as a beneficent agency in social life is therefore
unequivocally recommended by Sukra. (Sarkar, Basic Ideas, p. 513-14).
But
on the other hand danda is also a most potent instrument of restrain the
ruler
himself,
to the powers that be. The maladmmistration of danda says Kamandaka
leads to the fall of the ruler. Manu ls does not hesitate to declare that danda
would smite the king who deviates from his duty from his ‘station in life’. It
would smite his relatives too together with his castles territories and
possessions. The common weal depends therefore on the proper exercise of the danda.
Manu would not allow any ill disciplined man to be the administrator of danda.
The greatest amount of wisdom accruing from the help of councillors and others
is held to be the essential precondition for the handling of this instrument.
And here is available the logical check on the eventual absolutism of the danda
dhara in the Indian tradition. (ibid.).
In
the two edged sword of the danda then we encounter on the one side
interests of the State and on the other individual morality, virtue, dharma,
etc. In fact, it is to ‘educate’ man out of the primitive licence and beastly
freedom that government has been instituted. The State is designed to correct
human vices or restrain them and open out the avenues to a fuller and higher
life. And all this is possible only because of danda. The conception of this
eternal co-relation in societal existence is one of the profoundest
contributions of the political philosophy of the Hindus to human thought. This
concept changes the emphasis from what law restrains to what law enables. It
suggests that every legal system must contain morals and ethical elements which
can be understood in religious terms. (ibid.).
“In
accordance with the doctrine of danda, the state is conceived as a
pedagogic
institution
or moral laboratory, so to speak. It is an organization in and through which
men's
natural vices are purged, and it thereby becomes an effective means to the
general uplifting of mankind. The Hindu theorists therefore consider the state
to be an
institution
" necessary " to the human race if man is not to grovel in the
condition of
matsya-nyaya
under the law of beasts. Man, if he is to be man, cannot do without
political
organization. He must have a state and must submit to sanction, coercion and
punishment
— in a word, to danda”. (Sarkar, Political Institutions, p.203).
In recent years social scientists have proposed a
link between social cohesion, religion, and punishment. Even in the smallest-scale
societies, social scientists have argued, participation in religious and
cultural rituals strengthens group solidarity and improves social harmony.
Recently, researchers have begun to put these cultural speculations to the test
through both systematic field studies and laboratory experiments. Laboratory
studies, for example, have shown that synchronous movements, like dancing or
marching, foster greater solidarity and more cooperation. Consistent with the
multilevel account above, both cultural and historical studies reveal how
social cohesion has driven the diffusion of effective rituals and devotions.
This suggests that deep in our evolutionary history, social cohesion was
favoring social norms and rituals that increased solidarity. (Henrich, p.230).
While group-bonding rituals initially evolved to
make face-to-face communities cooperative and cohesive, gradually these ritual
transformed for the scaling up of cooperation to larger imagined communities in
which thousands of individuals interact, exchange, and cooperate. To facilitate
this degree of scaling up, researchers have argued, cultural evolution, by
anchoring on human species’ innate capacities to entertain the existence of
supernatural agents, led to the emergence of increasingly powerful and morally
concerned deities (or supernatural forces) who monitor and punish non-cohesive
or antisocial activities, such as murder, theft, or adultery (Norenzayan et al.
p.2).
Over time, faith and beliefs about these
supernatural forces evolved further to increase their effectiveness: Gods
expanded their range of moral concerns (e.g., openness toward strangers),
ability to monitor norm violators (e.g., mind-reading abilities, omniscience),
and power to punish (e.g., controlling the afterlife). Here, consistent with
models of social norms based on punishment, gods were turned into super
punishers who could impose penalties in this life and the next. (Purzycki, p.1)
A key psychological test of this hypothesis is
whether people who believe in more powerful, moralizing gods are indeed more
inclined to cooperate with others. Researchers have shown that individuals from
diverse cultures and traditions who report stronger beliefs in more powerful
moralizing gods are more fair-minded in experiments with anonymous persons and more supportive of public goods.
To examine whether supernatural agents can indeed cause people to behave more
cooperatively, many studies have shown that when imbued with thoughts of god and
specifically thoughts of supernatural punishment, believers become more
fair-minded, cooperative, and honest with strangers. Together with historical
and cross-cultural data supporting the claim that gods became increasingly
morally concerned, powerful, and punishing over historical time, the
psychological evidence suggests that certain religions may have evolved
culturally in ways that have altered people’s psychology and thereby permitted
the cohesiveness of societies. (Henrich, ibid.).
Conclusion
The
doctrine of dharma in its entirety imparts to danda the character
of an instrument for the cohesion of society and advancement of culture. Dharma
elevates man out of superficial sensory perceptions by instituting legislation,
adjudication, and the enforcement of duties. The functions of hindu law are in
keeping with the ideas involved in the doctrine of dharma. Hindu law as
a pedagogic or purgatorial or moral- training institution is not merely an
ownership-securing agency, but a dharma- promoting community. And herein, the Indian
knowledge tradition provides the justification for considering the concept of danda
and sengol as a symbol of devotion to the cause of furtherance of the
‘highest good’ of man in a cohesive society.
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THE DHARMASASTRA AND MODERN LAW
Letter and Spirit of Law in Indian
Tradition
Sunil
Sondhi
Tagore National Fellow
Indira Gandhi National
Centre for the Arts
Abstract
This article on
the dharmasastra and modern law uses the concept of legal pluralism that has an important place in recent debates about the nature and aims of law. The concept of legal pluralism means that law
should be treated as embedded in the broader culture and tradition of society. In a sense, law is culture. Concept of legal
pluralism emphasizes diversity in the professional juristic realm in different countries and societies. It
refers to a general consciousness or experience of law that is widely shared by
those who constitute a nation. Culture is fundamental — a kind of lens through
which all aspects of law is perceived, or a gateway of understanding through
which we must pass so as to have any genuine access to the meaning of law in
society. 1
In India, the
social and cultural concepts of law that emerge out of the several frames of
reference in the Veda, Dharmasastra, the constituent assembly debates and the
judicial decisions, enable us to view the law in an integrative perspective
that is closer to Indian cultural tradition. The value of such historical and
sociological approach lies in its unifying vision of the social, cultural
and positivist aspects of the
concepts of law in Indian tradition.
A juridical system that does not correspond to the social
and cultural sensitivities of a society can not be owned by the people as their system but
will be seen as something foreign and imposed. Without a conducive social and
cultural conceptualization mere formal law cannot create willing legal and
moral obligation. A holistic concept of law including both ethical and legal
perspectives seems to provide a more realistic picture of Indian legal
tradition.
Introduction
In the context of Indian knowledge tradition in general and dharmasastra in particular, there has
been no misunderstanding more serious in nature than the supposition that
Indian culture and tradition is fundamentally 'religious', in the sense in which the words 'religion' and
'religious' have been used in the West for centuries. These imply a belief in
one exclusive God or messenger as the creator or visionary of the universe,
an exclusive book containing the life and the
sayings of that messenger of God, a separate code of commandments, a
conclusive corpus of ecclesiastical laws to regulate thought and behaviour in
the light of these, and a hierarchy of priesthood to supervise that regulation
and control and promote proselytization.
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1 Capra, 2015; Glen, 2010; Sarat, 1993.
The Indian concepts of dharma and
dharmasastra mean none of these. It
is to this confusion that we can trace most of the Western misconceptions of
Indian society, culture and law. Understanding of many of Indian social and
legal institutions continues to be founded
upon such misconceptions which are often the source
of the social and political problems that the people of India face
today. The assumptions underlying Western law and jurisprudence at different
stages of its development were radically different from the assumptions of
traditional Indian law and jurisprudence. It was the Western
political and legal philosophy
narrowly and rigidly based on the rights of the individual that dominated
the constitution-making in India.
Many Western scholars and their Indian followers with their apemanship
and parrotry, vigorously refuse
to accept the indigenous identity
of law in India, primarily
because their assumptions about ‘law’ differ from the internal categories of
indigenous law. The main problem that arises in connection with understanding
indigenous law, has been the regular attempt – by insiders as well as outsiders
- to deny that this important legal system actually has its own capacity for
internal
modernisation. India’s
indigenous law is much more than state law and thus it explicitly rejects the
usefulness of legal positivism as an analytical tool for understanding the
actual complexity of law. The projected decline and virtual abolition of indigenous law is nothing but a constructed myth that has served certain
purposes and modernist agenda – and continues to do so with much persuasion - but
it cannot deny the social, cultural and legal realities of Indian culture and tradition. 2
Modern Law
Contemporary Western jurisprudence is a product of long Western history
and is coloured by a Western culture based on the Hellenistic and Christian
view of man and society. The universalistic achievements of Western
jurisprudence disguise its cultural specificity. That specificity may have been
in some cases diffused by or assimilated into different
specificities of different cultures, but in other cases it has conflicted with or been rejected by
them. In all cases, Western jurisprudence, convinced of its illusion of
universality, does not pay due attention to the cultural problems which
accompany such diffusion or conflict between Western specificity and non-Western
specificities.3
The first attempt to create a modern scientific theory in jurisprudence
was the positivist theory of the English Jurists Bentham and Austin. Bentham
and Austin utilized the positivist approach of Auguste Comte to the explore
subject of jurisprudence. They insisted that one should study the law,
including the legal structure, the legal concepts etc. as it is, and not how we
would like it to be. This was the scientific approach at that time because in
science also we study objective phenomena as it is and not how we like it to
be. For instance, when we study the atoms in physics we study the nucleus, the
electrons orbiting around it, etc. We do not
speculate how the atom should behave according
to our own wishes, but we study it
as it is. The same approach was adopted by Austin and Bentham in jurisprudence. 4
2 Altekar, 1952; Apte, 1954; Jois, 2022; Lingat, 1973.
3 Chiba, p.2.
4 Katju, p. 17.
Positivist jurisprudence regards
law as a set of
rules (or norms)
enforced by the State.
As long as the law is made by the competent authority after following the
prescribed procedure it will be regarded as law, and we are not concerned with
its goodness or badness. We may contrast this with the natural law theory which
says that a bad law is not a law at all. “The
science of jurisprudence is concerned with positive laws, or with laws strictly
so called, as considered without regard to their goodness or badness”. Thus,
positivism seeks to exclude value consideration from jurisprudence, and confines
the task of the latter
to analysis and systematization of the existing
laws. The separation of law from ethics and religion was a great advance
in Europe from the feudal era.5
It has been a general belief among both scholars and laymen that law is
a special mechanism for establishing social order isolated from other social
mechanisms and, for this reason, that the scientific study of law should be
confined to the special capacity of positive legal jurisprudence. While
positivism was a great advance over natural law and was suited to modern
industrial society, it had a great defect that it only studied the form,
structure, concepts etc. in a legal system. It was of the view that study of the social and economic conditions and the historical background which gave
rise to the law was outside the scope of law and jurisprudence and belonged to
the field of sociology.6
However, unless we see the historical background and social and cultural
circumstances which give rise to a law it is not possible to correctly
understand it. Every law has a historical background and it is heavily
conditioned by the social and
cultural system prevailing in the country.
The flaw in positivism therefore was that it reduced jurisprudence to a merely
descriptive science of a low theoretical order.
There was no attempt by the positivist jurists, like in sociological
jurisprudence, to study the historical and socio-cultural factors
which gave rise to the law. Positivism reduced the jurisprudence to a very
narrow and dry subject which was
cut-off from the historical and social realities. It deprived the individual
and the society of jurisprudence of flesh and blood.7
Legal Pluralism
The cultural
relativism approach that emerged in social sciences
in the twentieth
century in the wake of Einstein’s theory of relativity, and the uncertainty principle of Werner Heisenberg, argued that a
society’s institutions and practices should be understood based on that
society’s own culture. Edward Sapir and Benjamin Whorf, major proponents of
cultural relativism, argue that the norms and values of one culture should not
be evaluated using the norms and values of the other. Another way of
saying this is that many features of human experience are entrenched or
embedded in social and cultural conceptualizations. Cultural relativism offers
both a theoretical and an analytical framework for
investigating cultural conceptualizations
that underlie the social and cultural practices and institutions. At the heart
of the theoretical framework of cultural relativism is the notion of cultural
cognition, which
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5 Menski, p.6.
6 Chiba, 2009, p.1
7 Cardozo, 2020, 2021; Schauer, 2022.
affords an integrated understanding of the notions of “knowledge” and “culture” as
they relate to social
practices.8
Viewed in this context, the letter and spirit of law in India is not
limited to the monistic system of state law as maintained by Western
jurisprudence in accordance with methodological postulates of legal positivism.
The whole structure of law as an aspect of Indian culture includes all
regulations, however apparently different from state law, which the people
concerned observe as law in their cultural tradition, including value systems. The very cultural
identity India demands
that we include all of them in
a whole structure and functioning of law in the country. Thus, the nature of
law in India is plural, consisting of different systems of law interacting with
one another harmoniously or conflictingly.9
At the same time it is true that the people and scholars of India who
have cherished their own jurisprudence with specificities quite
different from the Western, have not
succeeded nor even attempted to present the achievements of their jurisprudence
before the world circle of legal science forcibly enough to cause the
proponents of Western jurisprudence to doubt their conviction of universality
of Western jurisprudence. Without presenting the achievements of their own
jurisprudence before world bodies specifically aimed at self-reflection of
model jurisprudence, Indian scholars remain unqualified to criticize the
ethnocentricity of the latter, as recently pointed out by some Western
scholars.10
Such a negative or passive attitude may be another reason why Western
jurisprudence has in general disregarded the jurisprudence of different
cultures - jurisprudence with due respect to indigenous legal cultures in
non-Western countries. Vital to the proper understanding of law in Indian
culture is, firstly, for Indian scholars to present their own data and views positively in order not to
negate the significance of western jurisprudence, but to maintain a sound understanding of its nature when utilized in different cultures.11
The assertion that law is simply the law of the sovereign State misses
the point that the law gets its meaning from the intersection of legal and
various other social systems of meaning. Law like any other institution of
society is interconnected with other institutions. The task
of legal scholars therefore, is to recognise the connections
between the law and social,
political and cultural
systems. The interdisciplinary study of law must mean that it brings the knowledge of the
legal doctrine and analyzes it in the context of the knowledge of other
disciplines. In doing so it carries the responsibility to try and achieve
social justice for all. Despite the never-ending debates about modernisation
and secularism in India, dharmic law,
governing the social majorities of India’s population, has continued to play a
key role in the development of the state legal apparatus and will continue to
do so. It does not matter whether scholars like this or not.12
8 Einstein,1982; Heisenberg, 1989;
Carrel, 2019, Chiba p.4.
9 Chiba, p.4.
10 ibid. p.2
11 ibid.
12 Jois, 1993; Jois, 2000; Kane,
1962-75, Moghe, 2003.
Dharma, the foundation
upon which all life is based in India, is immeasurably more than 'religion';
mistakenly one has been taken to be the other. The Indian mind did not think in
terms of contesting polarities of the either/or
kind. It would be yet another misunderstanding if the statement that dharma is profoundly secular is taken to mean that it is for that reason anti-religion, or that it has
concern with other human beings in the form of legal accountability alone.
The secular nature of dharma lies in
the fact that all Indian explanations of man are evidently located in man
himself, in the very structure of his being. It is that which binds one human
being with another. The ethical foundations, and the limits of one human
being's conduct towards another, are already inherent in man's being, in the
force of dharma.
In modern times, when secularism is upheld as an ideal and religion has
been separated from politics such a linkage may appear far-fetched. The Indian
view is different. Morality, to have effective force in practice must be based
on rules of cosmic order. The unruly conditions of the modern world could have been avoided if dharmic
values had been upheld, and personal, social and national behavior had been
harmonized with the complex adaptive system running through the history of
cosmic creation. Dharma can
be comprehended by its application in daily life, by the consideration of the diverse form it
takes, by its effects both visible and invisible, the empirical evidence behind it, and and
the occasion for its use and or application.
Dharma stands for natural
law, civil and moral law, justice, virtue,
merit, duty, morality and
quality.13
The study of dharmic law
has been neglected in the decades since independence due to a combination of declining knowledge
of its classical foundations and the pressures of modern political correctness,
to the effect that studying dharmic law
is often seen as a regressive activity. Anything ‘Indian’
is therefore quickly
dismissed in many ways, by
those who imagine and assert that a modern world, by which is often meant a
Western-inspired world, can do without so-called primitive religious and
cultural traditions. They have conveniently forgotten that the so-called modern
western traditions have their own roots in Western cultural and religious
traditions. So how can India be called upon to ‘modernise’, if that means
giving up the social and cultural concepts that make up the fabric of the
Indian identity?14 (Aiyangar, 2018,
p.62).
Since dharmic law has always
been a reflection of the way of life of millions of very diverse people, what
was abolished by the formal law was manifestly only a fragment of the entire
field and of the social reality of dharmic
law. The conceptual framework and the entire
customary social structure
of Indian culture,
remained largely immune to the powerful wonder-drug of
legal modernisation which had been administered in measured doses since well
before 1947 and was again used during the 1950s and decades thereafter.
Something as complex as Hindu personal law could not be reformed away and
ultimately abolished by statute, nor could its influence as a legal normative
order that permeates the entire socio-legal Indian field simply be legislated away. India’s indigenous law
has always been a people’s law, whether or not
the state wished to see it that way. Despite enormous internal changes, dharmic
13 Aiyangar, 2018, p.62.
14 Aiyangar, 2018, p.62.
law as a conceptual entity has remained
an integral part of the living and lived experience
of all Indians.
Vedic Vision
The Vedas give us a hierarchy of different levels of reality down from
the all- embracing absolute, which is the primary source as well as the final
consummation of the world process. The different kinds of being are the higher
and lower manifestations of the one absolute spirit. There is correspondence or
underlying unity between the absolute and the relative, the unmanifest cosmic
reality is not separate or isolated
from the objective reality. Whatever is in the cosmos and beyond
is essentially true in the individual also. Whatever is stated of the cosmic
reality is applicable to the human body, and each individual is spoken of as a
descendant of the cosmos.15
The universal is collective. The collective is of no importance without
the particular and the latter cannot exist without the former. If the
collective is not manifested in creative individuality, and it remains enclosed
within its rigid unity, it would neither be the universal nor the highest
power. The collective and the individual are not exclusive. One cannot exist
without the other; individuality is the fulfillment of the collective; the collective is the underlying foundation and the individual human
being is its highest manifestation. The collective is ever seeking its
consummation in the individual. As Tagore summed it up “You without me, I
without you are nothing”. 16
There are two kinds of knowledge to be acquired,
namely, apara and
para-lower and higher. The lower knowledge is
constituted of the Vedic texts themselves, the higher knowledge is that which
goes beyond the texts of the Veda. Realising the higher truth or knowing the absolute reality is
more important than merely being satisfied with words of Veda or outer shell of
their meaning. The person who knows the Veda but does not know their meaning is
only carrying a load. Before the knowledge of absolute, mere perception can be
misleading. When our understanding is enlightened with higher knowledge we can
understand the relative in a more complete sense.17
In keeping with this Vedic vision of reality and knowledge, Panini
developed his theory of grammar in which the structure of language is seen as
an ascending order of relations between words and concepts from the perceptible
level of manifest reality to the highest level
of abstraction which is farthest
from objective perception. The intermediate levels of
increasing abstraction eventually merge in the Sabda Brahman where linguistic
reality loses its autonomy and merges in the absolute reality.18 In the Natyasastra,
Bharatmuni set out to use the very language and vovacbulary of name and form to
evoke that which is beyond form or without form, and all this through the
vehicle of verbal and non-verbal expression of feeling.19
15 RV, 1.164.4-5.
16 Tagore, 113).
17 RV, 1.164.39.
18 Kapoor, p. 86.
19 Vatsyayan, p.57
Vedic sages realized the overarching presence of rta, an invisible cosmic law that held together in order a
complex and adaptive system at
different levels, forms, and phases of all the objects and
processes that comprised the cosmos. All the forms of being existing and
developing in harmony within an interconnected web of relationships were seen
as organized in a system which integrated all the parts into an undivided whole
in flowing movement. The cosmic order which extended to all levels of existence from the infinite
to the infinitesimal was seen as
inviolable, never to be broken, even
by the Vedic divinities who were in fact considered as the guardians of ṛta.20
Īśa Upaniṣad brings out the
systemic aspect of cosmic order most succinctly and clearly. It says that the
Absolute Reality is both universal and particular. The creation of the particular from the
universal does not affect the integrity of the universal. The principle or quality of wholeness
and integration is prior to the principle of particular and diversity. Oneness
becomes many in the image
of the oneness. That is whole, this is whole, taking out a particular
whole from the absolute whole leaves the absolute whole integrated and creative
as before. Every particular entity has to be an integrated whole to maintain
its identity amongst an integrated system of infinite entities. The wholeness
or integrity of each part is the bedrock of the wholeness of the universe and the order of the cosmos,
and the order of the cosmos is the bedrock of the wholeness of the particular.21
The Vedic texts give a reasonably clear picture of the world views of the Vedic sages,
of their ideas about man’s place in the world, in particular of the Vedic
conceptualization of ṛta as macrocosmic
order. Herein lies the importance of the Vedas as a source of dharma. They elucidate the early
conceptual underpinnings of Vedic law
which are absolutely central for understanding the emerging
legal system as a whole. The central point appears to be that ‘law’ is
an entity beyond direct human control.
It exists, and yet does not claim
institutional loyalty, as a state legal system would do.22
Ṛta is the principle
whereby the Absolute Reality becomes manifest and perceptible to human senses.
In Ṛg Veda
it is said that, 'heaven and earth exist in close unison in the womb of ṛta'. (Ṛg Veda, 10.65). Ṛta, thus, is the one single system that embraces the cosmic order. The
concept of ṛta explains the course of the evolution and sustenance of the natural and
human world in terms of rhythm, time cycle, seasons, and biological growth. It
refers to three basic elements of birth, growth, and transformation as the
components of the complex cosmic system which functions according to its own
self-organizing principles and law. Scholars, scientists, and poets in all ages
have always found it amazing that the Absolute Reality is so well- ordered. In
a landmark Supreme Court judgement, Chief Justice P. B.
Gajendragadkar called this ‘great world rhythm’ one of the basic
concepts of Hindu philosophy.23
The early key concept of ṛta metamorphosed gradually into dharma which may be understood as
microcosmic order or duty, the central
dharmic
legal term, which in
20 Khanna, 2004; Menski, p.90.
21 Isavasaya, p.64-67.
22 Tripathi, 2022; Narang,
1988
23 1966 SCR
(3) 242.
one form or another underlies and suffuses all the later texts. Dharma became clearly the core concept of Vedic tradition, and thus of Vedic
law. Its relevance in legal terms can be explained quite simply in that life is seen as a complex experiential reality, in which everybody
and everything has a role to play and is visibly and invisibly interconnected
in a giant systemic network of cosmic dimensions, a kind of universal spider’s
web. Individual roles and obligations are, of necessity, quite disparate for
different people; they depend on contextual factors like gender, age, or place
in society. Dharma as a central legal
concept thus suggests unlimited plurality at the level of social reality within
a dharmic systems theory that defies
rational deconstruction.
Ṛta is a multidimensional concept which is connected to other fundamental concepts like brahma, atma, dharma, and satya,in the Veda, Epics, Upaniṣads and the
Dharmaśāstra. In its most
fundamental sense, ṛta is the law, order, system, harmony underlying all natural phenomena. Ṛta is the all-pervasive universal order that is same at all levels of
existence, and the objective world is the expression of that order. The field of
ṛta is physical, mental, spiritual, and ethical. Nature
as it is known to us is not seen as a chaotic occurrence of events and objects. While
it may appear as random and
disorganized, the fundamental processes of nature that underlie all objective,
and subjective realms too, function as a complex system in which all parts are
coordinated and integrated into a larger whole.
Indian conceptualizations of ṛta, dharma, and satya are not comparable with Western principles in the sense that they provide specific ethical permissions or
prohibitions. Truth in the Western sense is the sum of what can be isolated and
counted, it is what can be logically accounted or what can be proved to have
happened, or what one really means at the moment when one speaks. While
the Indian conception of satya is
marked by an inner realization of the wholeness
of reality, the Western view of truth is better described in English
dictionaries as truthfulness or veracity of individual explicit statement.
In Indian tradition, on the other hand, truth is defined
in Mahābhārata when it says,
'Satya
is dharma, tapas (austerity) and yoga. Satya
is eternal brahma, Satya is
also the foremost yagya,
and everything is established on Satya'. In an
illustration of this
principle, Mahābhārata says that the
spirit of dharma exists in the khadga (sword) also. The khadga or sword is a creation of Brahma for the purpose of protection and
sustenance of the people according the principles of dharma. It takes the form of verbal, material, physical or death
penalty for those who consciously violate the principles of dharma for their own selfish ends.24
The concepts of rta and dharma are of great significance in the
ethical and legal tradition of the Vedas. It is the anticipation of the law of
karma, one of the distinguishing characteristics of Indian legal thought. It is
the law which pervades the whole world, which all gods and men must obey. If
there is law in the world, it must work itself
out. If by any chance its effects are not revealed
here on earth, they must be
brought to fruition elsewhere. Where law is recognized, disorder and injustice arc only
provisional and partial.
The triumph of the wicked is not absolute. The shipwreck of the good need
not cause despair.25
24 Mahabharata, p. 512.
25 Radhakrishnan, 2019, p.80.
The ideal is envisaged as a fluid ordered
universe, or a complex adaptive
system, in macrocosmic as
well as microcosmic dimensions, in which every element of that giant cosmic
order simply does what is most appropriate. In other words,
the Vedic conceptualization
of order reflects a kind of ecologically sound symbiosis in which every
component part plays its proper role. But
this is merely the conceptual ideal: real life is a never-ending chain of
contradictions, role conflicts, and processes to ascertain specific duties. It
can also be viewed as a struggle to find one’s path, especially later in the
more individualistic contexts of realization-centred beliefs.
More pointedly for a legal analysis, awareness of ṛta and dharma involved a continuous process of
harmonizing individual expectations with concern for the common good, a
constant obligation to ascertain
the appropriate balance between individual and society, good and
bad, right and wrong, the permissible and the prohibited. Vedic law, in other
words, is from the start based on a complex and continuous interactive process26 Much of this remains
invisible and internalized, a truth later brought out forcefully in the dramatic
illustrations of the great epics, which can be seen as ancient tools for
teaching ‘order’ in every sense of the word.
The divinely inspired Vedas, the dharmasastra
reflecting the Vedic ideals, virtuous conduct of the learned and finally,
one’s own conscience formed the four-fold bases of dharma. The common
conscience of the community, emerging in the form of immensely diverse
customary practices of different communities and villages formed dynamic source of law. While
customs were elevated
to the status of law, they too had to be sanctified by good conscience.
Thus, in the Vedic tradition we find indigenous versions of many of the
principles that constitute the foundations of our legal system even today:
impartial rules of procedure, principles of equity and even the subjection of
the sovereign to over-arching ideas of justice.27
Dharmasastra
Dharma means much more
than what is commonly understood by religion, and the dharmasastra means much more than religious texts. While there is
something in the very nature of semitic religion which is divisive, conclusive
and exclusive, dharma is inclusive, open and it unites. Religion excludes all that
it is not in a particular religion, dharma
includes every form and view of life. Religion often makes claims that are
not based on experience, the claims of dharma
are the claims of life and science. While religion and politics must
necessarily be separated for a safe and sane world,
legal and political thought and practice
must necessarily have its
basis in dharma.
As far as basic aspects of Dharma are concerned, they were clearly set
out in Manu Smriti and Yajnavalkya Smriti as follows:- Veda is the first source
of Dharma. Smriti texts, the virtuous
conduct of those who are well versed in the Vedas,
and lastly, what is agreeable to the good conscience,
are the other sources.28 The Vedas, the
Smritis,
26 Derrett, 1968, p.2–3.
27 GOI, p.13.
28 Manu Smriti, II-6.
good conduct or approved usage,
what is agreeable to conscience
proceeding from good intention, are the sources of law.29
The common conscience of the community, emerging in the form of
immensely diverse customary practices of different communities and villages
formed dynamic source of law. While customs were elevated to the status of law,
they too had to be sanctified by good conscience. Being
essentially a scheme of just social order, dharma was the goal set for king and the
subjects. It was declared to be the king of kings by means of which the weak
could prevail over the strong. Thus, their structure of law had dharma as its
axis. In identifying appropriateness of action, multiplicity of views expressed
in different dharmashastras prevailed,
thus allowing plurality-conscious universalistic principles.30
Dharmasastra provide
comprehensive guidance to regulate human conduct in accordance with the given
system of cosmic creation and fulfill the purpose of one’s life. The whole life of a person considered both as a an individual and as a member
of social groups, as well as a person’s relationship with fellow
individuals, to the other
living beings, to cosmic reality
generally and to one’s conceptions of God come within
the purview of the concept of dharma.
Among the duties that were laid down are both self-regarding and
other-regarding, those to the living, those yet to be born and those no longer
alive.31
The dharmasastra were an
attempt to explain facts of moral life within the terms of a cosmological order. The structure of dharmasastra law had dharma as its axis. In identifying
appropriateness of action, multiplicity of views expressed in different dharmashastra prevailed, thus allowing
plurality-conscious universalistic principles. The office of king was
regarded as an institution necessary for the maintainance of the order
established by the creator for the good of creatures.32
The king had the duty to establish
what may have been practised
by the virtuous and learned
Brahmins, unless it was opposed to the customs of the region, clan or caste.
The king’s duty to act with a sense of proportion in the matter of imposition
of punishments demonstrates the link between equality and justice and equity as
the corrective and supporting principle. Quantification of punishment in
proportion to the evil was a sign of a mature legal system. Similarly, by
affirming strongly that in case of doubt punishment will not be imposed, the
legal system exhibited great wisdom.33
Brihaspatismriti categorically
rules: No sentence should be passed
merely according to the letter of the law. If a decision is arrived at
without reasoning and considering the circumstances of the case, there is
violation of dharma. This approach of transcending the letter of the law in the
light of the spirit of justice reflects the functional character of the legal
system aiming at a benevolent result. The idea that justice will prevail over law reflects
the acceptance of the limitation of man-made law
29 Yagyavalkya Smriti, V 1-7.
30 GOI, p.33.
31 Banerjee, 1998;
Baxi, 1986.
32 Lingat, p. 207.
33 GOI pp.39-43.
and a notion of higher
moral law as the superior
principle. The larger discretion in the interests of justice gave scope for application of equity
and good conscience.34
This view of law is not confined to India alone; it is characteristic
also of the Indianized states of Southeast Asia. In Cambodia, the Hindu doctrines of law were followed in their original
form-although, as the epigraphy shows, some modifica- tions were made. In
Burma, the dhammasattha was an
attempt to use the Hindu system as a model in an environment entirely given over to the Buddhist
faith. For
example, the Code of Wagaru retains the sastric
classification of contentious matters into eighteen types; but the content of the texts is
very much a matter of local Burmese rules. The Hindu system was not introduced as such; rather, it was used as a
guide to form.35
Although the Buddhist
religion did not contain any revelation on the social order, the dhammasatthas were
held to have originated on the cakkava-la (the wall that surrounds the
universe) and to have been given to man by the hermit Manu. This
personage has nothing in common with the Manu of the smrti except his
name, but the choice of his name does emphasize the separation of the texts
from the world of Buddha. The laws of Buddha reveal the conditions of
salvation; those of Manu, the bringer of the law from the walls of
the world, determine the conditions of social
life.
However, the law of the dhammasatthas, like the sastras,
transcends the world it
rules. It is bound to the cosmic order and is free from the will of men. It was
a universal law in the Hinayana Buddhist world.36
In pre-twentieth-century Thailand, we also have a dhammasattha dating from the fourteenth century. According to this text the law laid down had authority
only when it conformed to dhammasattha precepts, only when it
expressed the royal will in accordance with the view of nature expressed in the
texts of the law. But it did have the effect of putting the king in the center
of the legal world, and the texts became a more immediate foundation for the justification of kingly power than was the case in
India.
This is characteristic also of the Javanese and Malay texts; indeed,
the over-
whelming impression one gets from such texts is that, although they do contain
rules for the distribution of obligation, their main characteristic is concern with the nature of royal power, its acquisition
and its use according to the precepts of the received
texts.37
Power in Javanese
thought is both concrete and constant in quantity. It follows, then, that later generations may acquire
and utilize the power of long-dead heroes and gods. It means also that power is
concentrated at the center, in the ruler, so that
central government is essentially an extension of the ruler's personal
household. The ideal form of temporal
power is a world-empire into which
all entities are com- bined in a coherent unity. The existence
of this unity is itself defined in the proper use of
34 ibid. p. 34.
35 Hooker, p.217.
36 ibid.
37 Ibid., p.216
power and through the proper conduct
of individuals, which must be in accord
with
dharma.38
Dharmarajya
To the question whether there was a rule of law prevalent in ancient
India, evidence for a resoundingly affirmative answer is borne out by the great
epic texts. The message of these texts is clear that the King was not above the
law. Sovereignty was based on an
implied social compact and if the King violated this traditional pact, he
forfeited his kingship. It refutes
the view that the kings in ancient India were despots who
could do as they pleased without any regard for the law or the rights of their
subjects. Coming to the historical times of the Mauryan Empire, Kautilya
described the duties of a king the Arthasastra
in the following terms, “In the happiness of his subjects lies the King’s
happiness; in their welfare his welfare; whatever pleases him he shall not
consider as goof, but whatever pleases his people, he shall consider as good.”39
One of the most distinguishing aspects as between the concept of the law
as defined in the Western jurisprudence and that as defined in Dharmasastras
is that whereas the imperative command of the king constituted the law
according to the former, under the concept of dharma, the law was a command even to the king and was superior to
the king. This meaning is brought out by the expression 'the law is the king of kings'. The doctrine 'the king
can do no wrong' was never accepted
in ancient Indian
constitutional system. Tirukkural, says
that a king is assured of heavenly status if he makes the wrongdoer feel the weight of falling sengol, provided the light of justice is hidden in that blow of sengol.40
Another aspect discernible from the definition of 'law' given in the Brihadarayaka, Upanishad and accepted in
the Dharmasastras is that the law and
the king derive their strength and vitality from each other. It was impressed
that the king remained powerful if he observed the law and the efficacy of the
law also depended on the manner in which the king functioned, because it was he
who was responsible for its enforcement. There was also
a specific provision which made it clear to the king that
if he was to be respected by the people, he was bound to act in accordance with
the law.
Thus the first and foremost duty of the king as laid down under dharmasastra was to rule his kingdom in accordance
with the dharmic law, so that the law
reigned supreme and could control all human actions so as to keep them within
the bounds of the law. Though dharma was made enforceable by the
political sovereign -the king, it was considered and recognised as superior to
and binding on the sovereign himself. Thus under Indian ancient constitutional
law (Rajadharma) kings were given the position of the
penultimate authority functioning within the four corners of Dharma, the ultimate authority. Rules of dharma were not alterable according to the whims and
fancies of the king. The exercise of political power in conformity with "dharma" was considered most
essential. This principle holds good for every system
38 Ibid.
39 Nazeer, p.7.
40 Tirukkural, 61.
of government and is a guarantee not only against abuse of political
power with selfish motives and out of greed but also against
arbitrary exercise of political power.
The most rigid enforcement of obligations and duties form, side by side
with the most lavish grant of rights and privileges to, both the governor and
the governed explain the seeming inconsistency and paradox that characterise
the dharmasastra, and the great complementarity between the theoretically despotic and the practically democratic features
of the political organisation. This is a sound
political maxim and is based on the observation of the
fact that the peoples’ interests and opinions do in most cases differ, and insightful decision making is required at the political. Random scattering of the public opinion requires mediation and
guidance from the government.41
In deciding upon measures the
king should be guided by the truth ‘voice of people is voice
of god’. Thus though the king is himself a god, the god of the
king is the people. The king
has been described in dharmasastra as their servant getting
remuneration for his work. The peculiar dualism and integration in the king’s
position have been very unhesitatingly indicated in the Sukraniti.42 The king is a god
no doubt, but Dharmasastra do not
consider him infallible. The limitations are fully recognised, and moral as well as constitutional restrictions are imposed upon him as upon other men.
The theory of the divine
right of Monarchs
has therefore to be understood with great
modifications and the Western notions
of about the infallibility and divinity of Kings
and Popes must not be transplanted into the study of Indian Socio-political
institutions.43 The theory that a
man may be omniscient is rejected altogether in the Dharmasastra for the very nature
of the case goes against the idea. To the argument of physical magnitude, extensity
and vastness of political interests is added that of intellectual limitations
and incapability of man. Man cannot be omnipresent, he cannot also be
omniscient, and therefore he must never be made omnipotent.44
The true character of Indian jurisprudence is therefore different from
that of the Anglo-American system. The obedience to the Shruti and Smriti etc.,
was not due to any political
authority of their authors, but the veneration in which they were held by
those for whom these writings were intended. These lawgivers showed admirable
practical good sense in prescribing rules. While apparently professing to
follow the Divine Laws and Commands as found in the Vedas and claiming simply
to interpret and explain them to the general public, in reality the Dharmasastra so moulded these texts
as to bring them in conformity with the general
sense of their followers—a
fact which secured them a following and obedience which was as universal and
strong as that secured by a political authority.
It has also to be understood well that the area of the jurisdiction of
central power in ancient India was limited by the wide autonomy of the local
bodies, of village and town governments, and of autonomous, economic, religious
and military organizations. Their consent in the rules of dharma, which touched them also, had to
41 Sukraniti, p.51.
42 ibid.
43 ibid., p.54
44 ibid., p.56
be taken into account by any ruler.
The idea that the
central power was the monistic
sovereign did not reflect the reality of social life in India. In the life of
the common man, the direct impact of the central power in the country or region
was not significant. Society was constituted of many social groups which were
voluntary, hereditary, functional and provisional with several groups
performing multiple functions. The legitimacy and authority of all these social
groups was derived from the same source of dharma.
The economic and social support of the central power came from the
allegiance and cooperation of these diverse
social groups which were fairly autonomous in their day to day functioning. They followed
their own dharma which was usually in
consonance with the dharmic law or
legal culture of the land. Thus the central political organisation was not omnipotent or omnipresent like the fictional
sovereign of the legal positivism. It was only one of the many governing
social and religious organizations, often the primary, but not one that touched the lives of people
deeper than the others. Dharmic law was essentially a pluralist
legal culture which included and transcended the formal command of the
political sovereign.45
As a holistic legal system Indian jurisprudence
emphasized and instrumentalised the intricate connection between
different interlinking elements of the whole experience of human life. Indian
law principles were in opposition to the classical positivist theories of law. Indian
law concepts thus fall firmly
within the theoretical parameters of the sociological school of jurisprudence, which
treats legal rules as organically grown and socially tested normative orders
and therefore does not accept the domination of legal absolutism or positivist.
A deeper
analysis of ancient Indian legal culture yields
a systemic, multifaceted truth inherent in dharmic law, which never developed the aspiration to rule from above in absolutist legal fashion
but sought to rule from within the society and individuals.
Legal regulation from above, in the absolutist sense, may be apparently
prominent, but there are deeper levels
of legal regulation which
can be ignored only at great cost. Dharmic
law and its underlying philosophy and legal culture does not simply accept
the simplistic impression that legal rules can solve all problems. In Indian
cultural conceptualization, law is eternally and intrinsically connected with
other and higher spheres and levels of life.46
It was the influence of the Hindu view of life, as given in the dharmasastra, that influenced the ruler
and the ruled, and promoted their harmonious relations, and facilitated for
both the moderation of their actions in accordance with the common ideals of
coexistence. The best of all guarantees of good government in the dharmasastra was in bringing
up the king and his ministers in the same ideals as the
common man, and make both realize the supremacy
of dharma as the both the letter and the spirit of the human law.
It is only when human life is seen in the perspective of cosmic coexistence,
and how important the self is as part of the cosmic reality and how all
existence is interconnected in the common process of creation and
transformation, that a proper sense of rules and values can be gained. The
function and value of dharmasastra is
to show the path to this realisation.47
45 Aiyangar, 2018, p.179.
46 Menski, 2003, p.42; Pal, 1958;
Purohit, 1984; Spellman,
1964; Rocher, 1972.
47 Aiyangar, 2018, p.180.
India’s legal culture or Dharmic law
is alive and well at several conceptual levels of law, and it enables modern
India’s creative use of Indian concepts in seeking to construct a justice-focused legal system that does
not need the crutches of a foreign
legal order, but remains open to modification and reform as and when circumstances suggest
it. Thus, to argue that the ancient Indians did not have ‘law’ would be plain
nonsense. If indeed all human
societies have law, why should
ancient Indian societies be
any different? The simple answer is that the ancient Indians conceived of law
differently from Western cultures. Dharmic
law, as is widely acknowledged, represents a culture-specific form of
natural law.48
Both at the conceptual level and within processes of official law-making
and policy formulation, concepts and rules of
dharmic law retain a powerful voice in
how India, in the 21st
century, is seeking to achieve social
and economic justice for over a billion people. It holds its position as a major legal system of
the world, often despised and largely unrecognised, but massively present in
the world of the twenty first century. At least a billion people,
roughly a seventh
of the world citizenry, remain
governed by dharmic law in one form or another.
Numerous decisions of the Supreme Court of India and the High Courts and
subordinate judiciary bear witness to this social reality.
State law and dharmic law are
not incompatible, both interact with each other in many ways that we cannot
even begin to analyse. Indian traditions are manifestly much more than
folkloristic decorations, and dharmic law
is a demanding multi- disciplinary arena which seems to put researchers off. Dharmic law has always been much more
than a fossilised book law that could be abolished by the stroke of a pen. It
could not simply be reduced to redundancy in the Austinian fashion, that taught
Indian leadership to embrace legal positivism as a philosophy and top-down law-
making as a magic tool of development. Justice Katju has observed that in
ancient and medieval India there was tremendous development not only in the
fields of science and philosophy, but also in the field of law. However, he
lamented that the advent of British rule denied us the benefits
of these developments as the alien rulers made it a policy to demoralise and
denigrate us by propagating the idea that Indians were a race with no
worthwhile achievement to their credit.49
Rajdharma
The foregoing brief discussion will make it clear that the rules
contained in the dharmasastra relating to dharmarajya
as the force of law had their roots deep down in the most ancient Vedic tradition
and that the authors of the dharmasastra were
quite justified in looking up to the Vedas
as a source of dharma. But the Vedas do not profess to be formal treatises on
dharma; they contain only disconnected statements on the various aspects of
dharma; we have to turn to the smrtis for
a formal and connected treatment of the
topics of the dharmasastra. Indian
classical texts like the Manusmriti,
and Sukraniti, which are in the
category of Nitisastra, Arthasastra,
Dharmasastra, Tirukkural, or Dharmasutra deal mainly with the
specific topics
48 Jayaswal, 2004; Dutt; 1979; Swain,
2004; Motwani, 1958.
49 (Katju, p.
7).
implied by such categories as Dharma (morals), Artha (interests) and Kama
(desires) as opposed
to Moksa (salvation).50
Dharmasastra texts like Manusmriti, Yagyavalkyasmriti and Sukraniti reveal keen insight into the
principles of strong and good government and political wisdom that find place in Indian texts of the time. These works
are based on the principle that the security of the
state depends not on the passive virtue of obedience to the laws promulgated by it but on the active cooperation of the people with it in carrying these laws into effect. The structure and
functioning of the Indian political system of these times has many points which
have anticipated the latest principles of good governance administration and
which have yet to be realised by modern States. 51
In these texts the existence of conflicts, disunions, rivalry and
factional spirit is considered to be the greatest
of all dangers to social
peace and political security.
The bond of civil society is torn asunder when the moral system is
disrupted. Hence the greatest political offender and the most criminal sinner
is he who by his conduct promotes the breach between those who should normally
live in amity and peace.
The general violence
of criminal activity in hindu jurisprudence is seen as the most insidious threat to the order of law.
The main problem with violence is less the injury it causes to some
person or group than the threat it poses to the state or other legal authority.
Sukraniti provides against such offences by the socio-political decree issued by the king.52. “According to the dictates of Sukraniti
the execution of bad men is real ahimsa i.e., mercy. One is deserted by
good people and acquires sins by always not punishing those ought to be
punished, and punishing those who ought not to be, and
by being a severe punisher”.
53
A state is a state because it can coerce, restrain, compel. Eliminate
control or the coercive element from social life, and the state as an entity
vanishes. Dharma is the very essence
of statal relations. No danda, no
state. A sanctionless state is a contradiction in terms. The absence of dharma
is tanta-mount to matsya-nyaya or the state
of nature. It is clear also that property and dharma do not exist in that non- state. These entities can have their
roots only in the state. The whole theory thus consists of three fundamental
rules : no dharma or sengol, no state; no state, no dharma;
and no dharma, no individuality and property.54
Manusmriti considers
dharma to be a tremendous force for
discipline, hard to be controlled by persons with undisciplined minds, it
destroys the King who has swerved from duty, along with his relatives. Then it
will afflict his fortress and kingdom, the
world along with movable and immovable things,
as also the sages and the gods inhabiting the heavenly regions.
Therefore punishment shall be given appropriately to men who act unlawfully,
after having carefully considered the time and
place, as also the strength and learning of the accused.
When meted out properly
50 (Buhler, 2008,
2018; Oliville, 2000; Lariviere, 1984; Lingat, 1973).
51 (Sukraniti, p.
39-40).
52 Sukraniti, p. 40.
53 ibid. p. 13).
54 Sarkar, 1922, p. 197.
after due investigation, punishment makes all people disciplined and happy; but when meted out without due
investigation, it destroys all things.55
Discipline cannot be justly administered by one whose
mind is not disciplined, or who is addicted to sensual objects, or who is
demented, or who is avaricious, or whose mind is not disciplined, or who is
addicted to sensual objects. Discipline can be administered by one who is pure,
who is true to his word, who acts according to the Law, who has good assistants and is wise. The King who metes
out punishment in the proper manner prospers in respect
of his three aims of virtue, wealth, and pleasure; he who is blinded by
affection, unfair, or mean is destroyed by that same punishment.56 In the same spirit, Tirukkular says that if the sengol of the king does not rest on
justice, and if he acts without wisdom, he will see his wealth and prestige
fade away.57
Having duly ascertained the motive and the time and
place, and having taken into consideration the
condition of the accused and the nature of the offence,
punishment should be given
to those deserving
punishment. Unjust punishment is destructive of reputation among men and subversive of fame; in the
other world also it leads to loss
of heaven; he shall therefore avoid it. The king, punishing those who do not
deserve to be punished, and not punishing those who deserve to be punished,
attains great
ill-fame and goes to hell.58
In Sukraniti, punishment
emphasizes rectitude and deterrence over retribution. In fact, dharma in this view is what makes law
practical at all as it contains a recognition
of human imperfection and fallibility. Law in its fullest sense can only exist in the world if dharma is there to correct the
inevitable failings of human beings. Without dharma,
law remains an elusive
ideal to which no
one can aspire.
With dharma law becomes satya,
the truth that upholds social and individual righteousness. Dharma simultaneously guarantees the overall stability of the
social system and development of the individual. In Tirukkural, the value of the word of the priest, and the value of the honour
for men, is considered to rest on the value of the sengol held by the king.59
Sukraniti sees dharma as
a two edged sword that cuts
both ways. On the
one hand it is a corrective of
social abuses, a moralizer purifier and civilizing agent. As the Sukraniti
says it is by the administration of dharma that
the State can be saved from
a reversion to matsya-nyaya and utter
annihilation and it is by dharma the people are set on the right path and they
become virtuous and refrain from committing aggression or indulging in
untruths. Dharma is efficacious
moreover in causing the cruel to become mild and the wicked to give up
wickedness. It is good also for preceptors and can bring them to their senses
should they happen to be addicted to an extra dose of vanity or unmindful of
their own vocations. Finally, it is the foundation of civic life, being the
‘great stay of all virtues’ and all the ‘methods and
means of statecraft’ would be fruitless
without a judicious exercise of dharma.
Its use as a beneficent agency
in social life is therefore unequivocally recommended by Sukra.60
55 Manusmriti, Vol.5, p.289-90.
56 ibid. p. 292-93.
57 Tirukullar, 57.
58 Manusmriti, p. 282.
59 Tirukkural, 55.
60 Sarkar, 2016, p. 513-14.
But on the other hand dharma is
also a most potent instrument of restrain the ruler himself, to the powers that
be. The maladministration of dharma says Kamandaka
leads to the fall of the ruler. Manu
ls does not hesitate to declare that dharma would
smite the king who deviates
from his duty from his ‘station in life’. It would smite his
relatives too together with his castles territories and possessions. The common
weal depends therefore on the proper exercise of the dharma. Manu would not allow any ill disciplined man to be the
administrator of dharma. The greatest
amount of wisdom accruing from the help of councillors and others is held to be
the essential precondition for the handling of this instrument.61
“Brihadaranyaka Upanishad declares that the ruler too is obliged to follow
dharma on pain of sanction for
infraction. Dharma was all
encompassing from natural justice, to equality, to considerate treatment of all
mankind and exhortation, to codetermination for betterment of humankind.
Betterment of each individual is the raison d’etre for later societies to
identify and recognise human rights as basic and inherent in humans”.62
In the two edged sword
of the dharma then we encounter on the one side
interests of the State and on the
other individual morality, virtue, dharma, etc. In fact, it is to ‘educate’ man
out of the primitive license and beastly freedom that government has been
instituted. The State is designed to correct human vices or restrain them and
open out the avenues to a fuller and higher life. And all this is possible only
because of dharma. The conception of
this eternal co-relation in societal existence is one of the profoundest
contributions of the political philosophy of the Hindus to human thought. This
concept changes the emphasis from what law restrains to what law enables. It suggests that every legal system must contain morals
and ethical elements which can be understood in
religious terms.63
In accordance with the doctrine of dharma,
the state is conceived as a pedagogic institution or moral laboratory, so to
speak. It is an organization in and through which men's natural vices are
purged, and it thereby becomes an effective means to the general uplifting of mankind. The Hindu theorists therefore consider the state to be an institution " necessary
" to the human race if man is not to grovel in the condition of matsya-nyaya under the law of beasts.
Man, if he is to be man, cannot do without political
organization. He must have a state and must submit to sanction,
coercion and punishment — in a word, to dharma.64
In recent years social scientists have proposed a link between social
cohesion, religion, and law. Social scientists have argued that participation
in religious and cultural rituals strengthens group solidarity and improves social
harmony. Recently, researchers have tested this hypothesis through both
systematic field studies and laboratory experiments. Laboratory studies, for
example, have shown that synchronous activities foster greater solidarity and
more cooperation. This suggests
61 (ibid.).
62 GOI, p.29.
63 Sarkar, 2016, p.514.
64 Sarkar, 1922,
p.203.
that deep in our evolutionary history, social cohesion
was favoring social
norms and practices that
increased solidarity.65
While group-bonding rituals initially evolved to make face-to-face
communities cooperative and cohesive,
gradually these practices transformed for the scaling
up of cooperation to larger
imagined communities in which thousands of individuals interact, exchange, and cooperate. To facilitate this degree of scaling up, researchers
have argued, cultural evolution, by anchoring on human species’
innate capacities to
entertain the existence of supernatural agents, led to the emergence of
increasingly powerful and morally concerned deities (or supernatural forces)
who monitor and punish non-cohesive or antisocial activities, such as murder,
theft, or adultery.66
Over time, faith and beliefs about these supernatural forces evolved
further to increase their effectiveness: Gods expanded their range of moral
concerns (e.g., openness toward strangers), ability to monitor norm violators
(e.g., mind-reading abilities, omniscience), and power to punish (e.g.,
controlling the afterlife). Here, consistent
with models of social norms based on punishment,
gods were turned into super
punishers who could impose penalties in this life and the next.67
Researchers have shown that individuals from diverse cultures and
traditions who report stronger beliefs in more powerful moralizing gods are
more fair-minded in experiments with anonymous persons and more supportive of
public goods. To examine whether supernatural agents can indeed cause people to
behave more cooperatively, many studies
have shown that when imbued
with thoughts of god and specifically thoughts of supernatural
punishment, believers become more fair- minded, cooperative, and honest with
strangers. Together with historical and cross- cultural data supporting the claim that gods became
increasingly morally concerned, powerful, and punishing over
historical time, the psychological evidence suggests that certain religions may
have evolved culturally in ways that have altered people’s psychology and
thereby permitted the cohesiveness of societies.68
Conclusion
In the quest for perfection in individual conduct and social order, the
dharmasastra explored and prescribed
the ways of good conduct of individuals and arrangements for considerable
degree of social cohesion by balancing between harmonious coexistence and
individual autonomy. Flowing gracefully with skill and brevity in poetic
expression, the insightful revelations of Vedic sages blended intuition,
philosophy and conviction to explore
and conceptualise a macrocosmic order of high moral and social conduct in which
individuals and societies could grow and flourish in the path of justice
through willing obedience to the laws of nature and society.
A golden thread of the spirit of justice
inspired the dharmasastra texts and
the institutions of legal
systems to internalise the high moral and cosmic
order. The
65 Henrich, 2016, p.230.
66 Norenzayan et al. 2019, p.2; Lombard, 2022.
67 (Purzycki, p.1)
68 (Henrich, ibid.).
availability of a diversity of adjudicating mechanisms to suit the
location and profession of the litigants and serve the people in their own
intimate environment, collegiate character
and strict impartiality of courts and simplicity of procedure were the
predominant features of the legal and judicial
system given in the dharmasastra.
The approach of the dharmasastra of
combining truth with justice, equity with law and discretion with reason has a
universal message for modern law and jurisprudence. The law and justice system
in ancient India was influenced by a dharma
based understanding of justice
as the expression of the absolute reality. The persuasion of all human beings
to do good and avoid evil was the means chosen by the dharmasastra for conformity to a high moral and social order.
Although these systems were a product of their
times they have an abiding
value for truth and justice in contemporary human society.
The Vedic conception of law is very different from the positivist of
modern law. The positivists divide reality into that which we can say clearly and the rest, which we can better pass over in silence.
But what we can say clearly amounts
to next to nothing? If we omitted all that is unclear we
would probably be left with completely un-
interesting and trivial
repetition of words. By paying too much attention to what we perceive with our senses, positivists
lose connection with the essential values of human life.
Positivist view assumes that in the work of arguing and deciding cases
in thousands of courts the judge and the lawyer can easily and clearly
comprehend and describe the process they follow. Nothing could be farther from
the truth. Sources of information, applicable precedents, logical consistency,
prevailing custom, personal understanding of justice and morals, all these and
more elements enter in varying proportions to make the strange compound of
judicial process. Judicial process, is uncertain, entangled, complementary, emergent
and creative. Like other branches
of administration, it arrives at decisions by the logic of probabilities
rather than the logic of certainty.
The belief regarding the existence of a fact is thus founded on a
balance of probabilities. Within the wide range of probabilities the court has often a difficult
choice to make but it is this choice which ultimately determines where the
preponderance of probabilities lies. The concepts
of probability, and the degrees
of it, cannot be expressed in
terms of units which constitute proof beyond reasonable doubt. There is an
unmistakable subjective element in the evaluation of the degrees of probability and the quantum of proof.
Vedic concept of law embodies both the notion of justice, equity and good conscience as well as powers of the
judges to craft outcomes that ensure a just outcome and effect complete
justice. The demands of justice require a close attention not just to positive law but also to the silences
of positive law to find within their intersections, a solution that is equitable and just. In
Vedic tradition, the judges were empowered to do ‘complete justice’ without
being always bound by the provisions of procedure.
This power was undefined and uncatalogued, to ensure elasticity to mould relief to
suit a given situation. The fact that the power was conferred only on the
knowledgeable
judges of good conduct
and conscience was an assurance that it
would be used with due restraint and circumspection.
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Hindu Law in Greater India
Ancient Roots
of Indigenous Law
Sunil Sondhi
Tagore National Fellow
Indira Gandhi
National Center for the Arts
Abstract
The idea that justice and good conscience must prevail over law reflects
the notion of superiority of higher moral
law over the limitations of man-made law. In India this is rooted in the fundamental
Vedic principle that there is connection between
the form and the formless, mundane
and the divine,
the means and the ends.
As the Rig Veda says, amidst the
undifferentiated source, great warmth of creation was born; and the sages who
searched in the far reaches of their mind discovered the umbilical connection
of manifest with the unmanifest.1
This holistic,
creative and contextual view of Dharma and Dharmasastra is also evident in the
countries which were influenced by the Indian Dharmasastra tradition. In Indonesia, Vietnam
and Cambodia, the Dharmasastra tradition was
accepted largely in its original form, although as the Kutara Manava
Dharmasastra of
Java shows, some modifications were made. In Tibet, Burma, Thailand, and
Ceylon, the indigenous texts were an attempt to use the Indian tradition as a model in an environment entirely given over to the Buddhist faith.
They retained the textual classification of contentious matters
into Vyavaharapada or eighteen types; but the content
of the texts was very much a matter of local
rules. Thus, the Dharmasastra were not transplanted in other countries
by the force of arms; rather, these were accepted as a guide to form and
sustain indigenous traditions of ethics and law.2
On the basis of the considerable evidence from
ephigraphical, and textual
sources, it is possible to
suggest that by the time Indian-inspired temples, statues and epigraphy
appeared in Southeast Asia, sometime between the third and the fifth century
CE, the relationship between Southeast Asian and Indian societies had probably already
come a very long way through mutual
interaction and awareness of the universal nature of
India’s knowledge tradition.
We need to go beyond the imagined vision
of a sudden imposition of Indian culture, and Indianisation or Colonisation
of South and Southeast Asia by warriors and
sages. 3 In a way, this
paper raises the question as to whether Greater India was culturally Indianised through dissemination of India’s knowledge tradition before
social and political ‘Indianisation?’
1 RV, 1.164.
RV, 10.129.
2 Hooker, p.217.
3 Manguin, p. xx.
Introduction
The Dharmasastra texts are the products
of different and widely separated
ages from around 500 B.C. to 500 A.D.4 A few of them are very ancient and were
composed more than two thousand five hundred years ago. Such are the
Dharmasutras of Gautama, Apastamba, and Baudhayana, and the Manusmrti.
These were followed by such Dharmasastra texts
as the those of Yajnavalkya,
Parasara, Narada. All these smrtis are not equal in authority. If we are to judge
of the authority of a text by
the commentaries thereon, then the Manusmrti
stands pre-
eminent. Next to it is the Yajnavalkyasmrti. 5
In this context,
the relationship of Dharmasastra with
the epics, Arthasastra
and the Nitisastra needs
to be understood. The Mahabharata, Arthasastra and
Nitisastra which are also
concerned with the rights and responsibilities of the ruler and the ruled may
be seen as connected and supplementary texts of Dharmasastra. While works on Arthasastra
and Nitisastra enter into great details
about governance in all its aspects, Dharmasastra texts and Mahabharata
generally deal, in part, with
salient features of governance essential for protecting dharma. 6 Ramayana and
Mahabharata has been found to have hundreds of
verses that refer to the principles of Rajdharma
which is part of the Dharmasastras, Nitisastras, Dandaniti
and other works.7 Though Arthasastra and Dharmasastra are often considered separately on account of the
difference of the two sastras in ideals and in the methods adopted to reach
them, Arthasastra may be seen as a
branch of Dharmasastra as the former
deals primarily
with the responsibilities of kings for whom
rules are laid down in the
Dharmasastra.8
The terms Arthasastra and
Nitisastra are applied to the study of government from two different points of view. When wealth and prosperity of
all kinds is the spring and motive, the science treating these is called Arthasastra. Nitisastra prescribe means whereby people are prevented from
leaving the right path. The Nitisasra of Kamandaka acknowledges its debt to Arthasastra. The Pancatantra holds that
Arthasastra and Nitisastra are synonymous.
The Mitaksara commentary on Yajnavalkyasmrti remarks
that the Arthasastra referred to by Yajnavalkya is Rajanitisastra that is part and parcel of Dharmasastra.9
There is little doubt that there seem to be diversity of doctrines
between and within the Dharmasastra. These apparent contradictions result from a misunderstanding of different meanings of Dharma. The
contextuality of Dharma makes it possible to state a series of different rules,
for different places and times for the same person.
For instance, false evidence given by a witness can lead him to darkness
of hell.10 Sometimes, false
evidence becomes a divine assertion.11 Similarly,
he who commits violence is regarded as the worst offender,12 but the one who
strikes in the cause of
4 Kane, I, 304.
5 Ibid., I, 306
6 Jois, ibid., 112-113.
7 Banerji, 1972; Sircar
1973.
8 Kane, I, 158
9 Kane, III, 8.
10 Manusmriti 8.94.
11 Ibid., 8.103.
12 Ibid. 8.345
right incurs
no sin.13 Also, one should
forsake wealth and desires, if it violates
Dharma, but even Dharma if it is inhumane
or may cause suffering in future.14
Dharmasastra is to be obeyed
for the sake of human wellbeing not for its own sake.
In view of such contextual differences in the application of Dharma, rational interpretation of Dharmasastra is
suggested. Manusmriti
says that if a man
explores, by reason, the Vedic teaching regarding Dharma, he alone, and no other, understands Dharma.15 Brihaspatismriti categorically rules that if a decision is
arrived at without reasoning and
considering the circumstances of the case, there is violation of dharma.16 Naradasmriti says that it
becomes necessary to a adopt a method founded on reasoning, because social
context decides everything and overrides the sacred
law.17 Arthasastra also says that if sastra comes in conflict
with any rational and equitable ruling then the latter shall be the
deciding factor beyond the letter of the text.18
Dharmasastra
is not a closed discourse that has no place for correction, adaptation, or innovation on contextual
and rational basis. Rather, openness, creativity and an adaptive response to
emergent social problems and circumstances is built into the very structure of
not only Dharmasastra but also Arthasastra and Nitisastra.
Multiplicity and contingent nature
of views expressed in different Dharmashastras
helped contextual application of plurality-conscious universalistic principles. The
Dharmasastras are essentially
"rules of interdependence" founded on diversity and unity corresponding to the nature
of things and necessary for the maintenance of the cosmic and
social order.19
Burma
The Dharmasastras have exercised deep influence on the development of indigenous law in Burma, Thailand, Tibet, Ceylon, Indonesia,
and Cambodia, which remained
visible in their legislation till the modern
times. In all these countries, the name of Manu has been associated, as in India,
with the origin of the law.20
Burmese legal scholars
have followed the Dhammasattha and
attempted to trace the
legal development of Burma beginning from the first Manu Dammasattha
(Dharmasastra) written
at the time when this world emerged
according to Burmese mythical tales and stories. Among
the Burmese Dammasatthas, the Manu
Dammasattha
is the first of
around forty Dammasatthas. Throughout Burmese
history, the Dammasatthas are
the fundamental sources
of laws. In the introduction
of Manu Dammasattha, the foundation
of the source of law in Burma is described:
When this universe had reached the period of firmly established
continuancy, the original inhabitants of this world conjointly entreated
the great king Mahasamanta
to become their ruler. King Mahasamanta governed the world with righteousness.
Now the king had a wise nobleman called Manu, who was well versed in the law.
This nobleman called
Manu, desiring the good of all
human beings, and being also
13 Ibid. 8.349.
14 Ibid. 4.176
15 Ibid., 12.106.
16 Brihaspatismrti, 2.12.
17 Naradasmriti, 1.40.
18 Arthasastra, 3. 1.45.
19 Ibid.
p.216.
20 Lingat, Budhist Manu, p. 284
opportuned by King Mahasamanta, rose into the expanse of heaven, and having
arrived at the boundary wall of the world, he there saw the natural law,
Dammasattha, he committed them to memory
and having returned, communicated the same to the King Mahasammata, stating eighteen
branches of law.21
Burmese law existed
for long without much break and changes
but steadily preserved the
spirit of Dammasatthas. This view was supported by the Letters Patent of the
appointment of judges in the last days of Burmese monarchs in 1885 as given
below:
In case of dispute they must, in accordance with all thirty-six
Dammasatthas, enquire into the causes
of the people and decide
between them and for this purpose
they are appointed to the Courts as judges. In a lawsuit or dispute any of our
subjects apply to a Judge, the Judge shall decide the matter with the Manu Dammasattha in hand first. If the required rule is not to be found therein, follow all other Dammasatthas.22
The development of Burmese law is
rooted in all Dammasatthas written by
different legal scholars appointed by different kings
throughout several eras of Burmese kings. These Dammasatthas were restored one dynasty after another and observed
by one king after another. By this observance, the kings gained people’s
support and respects throughout Burmese history.
This Dhammasattham literature is not known very accurately. As a matter of fact, we know-it only through Burmese versions
or Burmese juridical literature of a much
later period than the original
Pali works. Fortunately, Burmese law is much better
known due to the research
undertaken by Sir John Jardine,
British Commissioner for the Administration of Justice in
Burma, and by E. Forchhammer, a German archaeologist appointed by the British
Government in 1881 as head of the Archeological Service of Burma.
Dr. Forchhammer recorded the result of his research work in a book published in
Rangoon in 1885 under the title ‘Sources and
Development of Burmese Law’. It
is still the only original work in English on this text. Forchhammer’s conclusions have been generally appreciated by all those who have dealt with it.23
In his study of Wagaru Dhammasattha, Forchhammer observed, “That Burmese
law is Indian law is an inference drawn from the discovery of analogies
between the
enactments and dicta of the modern Burmese law books and the Hindu law
as contained in the Dharmasastras of
the various Hindu schools setting forth Hindu law and usage. If the term "
Hindu law " is defined as representing collectively the sastras of the six schools of Hindu law and
recorded usages of Hindu communities, the term " Indian law
" should in this essay be understood simply as law of Indian
origin, leaving it for the present undecided whether it was introduced into Burma in ancient or modern times”.24
Wagaru Dhammsattha
shows its Indian origin right
from beginning, by the mythical introduction about the first
creator, Manu, who is here transformed into a sage
advisor of
King Mahasamanta, who rose to heaven
and saw the law written
in
21 Myint, p.20.
22 Ibid.
23 Lingat,p. 286
24 Forchhammer, p.1.
characters of the size of a grown-up cow on
the boundary wall of the universe. But these
analogies in the Dhammasattha are not restricted to Manusmriti
or any other particular Dharmasastra. They extend over Dharmasastras
of the various times, from the Dharmasutras
to the later Smrtis, such as Brhaspritismriti.,
Katyayanasmriti, and also include Mahabharata.25
Forchhammer carefully compared the legal rules in the Wareru Code with
those of Indian Dharmasastras of
Manu, Yajnavalkya, Narada, Katyayana, and even Dharmasutras. He quotes many of them, which may be found substantially the same in the
Indian codes. 26 There are indeed
very few passages in the Wagaru which are not clearly and distinctly Hindu law
as contained in Manu and other ancient Codes. It cannot he denied that the
Wareru Code is related to the Dharmamasastras,
especially to the two texts, the Manusmrti
and the Naradasmrti. This kinship
is
plainly shown, not only by the same division
of the judicial matter into eighteen branches,
but also by the numerous
similarities and corresponding points. On many respects, the Wareru Code looks as
an epitome of Hindu Law.27
The Dhammasattha, of which the Code of Wagaru gives
us an idea, in spite
of the late date of the
version which has come down to us, has managed to hazard the introduction or
perhaps rather the conservation of the Indian system in
environments practically cut off from India and entirely won for the
Buddhist faith. That their authors
were inspired by Indian Dharmasastras is beyond doubt,
for it is evidenced by their classification of contentious matters into
eighteen types, corresponding to the eighteen titles of litigation in the Dharmasastras.
It is clear that the Manu of Dhammasattha
has no more than the name in common with
the Manu of the Dharmasastra even
though some Dhammasatthas make
out of him a son of Brahma,
reincarnated in the person of a hermit. But it is also evident that the name
was not chosen at random. For the Buddhists, the law of Manu is
really the law of the phenomenal world,
that which governs
laymen. It is independent
of the law which the Buddhists teach to the world.
Dharmasastras reveal
to men the conditions of social
interdependence and welfare, while the law
of the Buddha reveals to
them the conditions of salvation. Despite this
dichotomy, which has remained one of the characteristic traits of Buddhist
society, the law of the Dhammasatthas, like the law of the Dharmasastras, is above the world which it rules. Dhammasattha is also bound to the cosmic order and is
therefore free from the will of men,
who will live in peace only so long as they
obey its precepts. A king like
Mahäsammata himself could introduce no changes into it, and
his role is confined to insuring that it is
respected.
Dhammasatthas were popularised
through prolific production, written most frequently in the vernacular, in which local traditions held a greater
and greater
place, and where borrowings from the Buddhist
scriptures became more and more numerous. In this new guise the Dhammasatthas lost their original
nature. All
repeat and embellish the story of the
marvellous discovery of the text of the law,
and base their precepts on the revelation of the sage Manu. This
literature is abundant and, unlike India, the circulation in public has
proliferated.
25 Jolly, op.cit.
26 Lingat, p. 287
27 Ibid., p. 289
There is a list enumerating a hundred Dhammasatthas composed in Burma, and forty of them still exist.28 Like the Dharmasastras,
their chronological succession is uncertain: they copy each other, and also
complete and differ from each other. It is from the totality of them that the rule of law must be extracted. However,
in contrast to the Indian
position, the commentaries of the Dhammasatthas
are mixed with the texts and do not appear as independent works until the
modern period, when the form of doctrinal treatises emerges.
A "digest" has however been compiled
at the request of the British. But up to our own time the Dhammasatthas have remained the only written law on all questions
relating to the personal law of
Burmese Buddhists, even though a project of codification has recently been mooted.
The Burman kings, like
the British authorities, took care not to legislate in the sphere of the law of Manu and confined
themselves to their role as judges. As in the Hindu system, the precepts of the
Dhammasatthas, while certainly being authoritative, are not imperative in the
manner of the rules of Dharmasastra.
Indonesia
Among the bodies of
traditional knowledge and learning that came to the Indonesian archipelago from India in the
early centuries of the common era is a complex of
textual traditions that can be broadly
described as ‘legal’ literature. In ancient Java (until the end of the fifteenth
century) and precolonial Bali (until the twentieth
century), concepts of law not only encompassed the codification and
administration of civil and criminal justice
but also concepts
of morality and right conduct
(dharma) that mirrored the
broad definition of dharma known in ancient.29
The ancient
Indonesian legal judicial system
was undoubtedly influenced by the
Dharmasastra texts as available
in Bali. As in India,
the core contents
were a
specialized body of written knowledge, and a set of procedures by which crimes could
be tried and the guilty punished. These two aspects of judicial practice were
embodied in the ancient Javanese legal texts in use throughout Bali till the
nineteenth century. The heritage of textual knowledge, and the human
exercise of justice by the ruler, both essential aspects
of the Dharmasastra, led to the evolution of law in Indonesia.
It is possible that a number of legal
traditions and authorities were known from digests and compendia and may have spread to Java and Bali in that form rather
than as discrete texts. Although the earlier stages are undocumented and thus
remain obscure, by the twelfth century, legal authority in Java and Bali
was firmly vested in traditions drawn principally
from the Sanskrit Manava dharma
sastra.30
That the reception
of Indian law in Java must have been accomplished already in the tenth century A.D., is proved by a
copper-plate discovered there which contains a
28 Lingat, 1940,
p.14.
29 Creese, p. 243
30 Ibid.
verdict of the court
(jayapattra) composed quite in agreement with the rules laid
down by later Indian Dharmasastra texts
such as Brhaspatismriti.31
Javanese lawbooks
demonstrate that, as with other Southeast Asian law texts,
the basic concern of the text is connections between religion, law, and
Man's view of
himself in relation to the natural world. Indian influence in the text
was both direct and immediate, in that many sections were either copies of or adaptations of Indian material-usually, though not
always, from Manu. The Lawbooks was made known "for the well-being of humanity." More important, the spirit and tone of the text owe
much to Indian legal thought; the philosophical basis of order, and its
connection with religious philosophy, is unmistakenly Indian. At the same time,
the text
demonstrates a number
of adaptations to local conditions, such as the emphasis
upon compensation and the avoidance of varna rules.32
The legal system of Java was mainly of Hindu origin, though modified by
local conditions. There were written law-codes in Java and Bali, and these
resembled the Indian Law-books—Dharmasastras
or Smrtis—to a large extent, both in form and substance. The variations of rules and principles noticed
in different law books must be attributed, as in the case of
India, to varying indigenous customs in different localities and in different
ages. To this we may perhaps add the influence of the
different Indian
Law-books introduced, perhaps at different times,
in Java.
Manu’s authority is cited as the basis of juridical decision-making and
moral guidance in Javanese
and Balinese epigraphical and textual sources
dating back to at
least the twelfth and, in the case of the latter, possibly even as early as the
ninth
century. Other prominent Sanskrit legal authorities linked to the Arthasastra traditions associated with
the science of politics, kingly strategy and judicial procedures on which Manu
also drew are specifically referenced in the corpus of indigenous sources,
including the compendia
attributed to Chaṇakya, adviser
to the founder of the Mauryan
dynasty Chandragupta as well as works by Manu’s successors, such as Bṛhaspati and Kāmandaki, author of a core Nitisastra text, the Nitisara.33
The earliest reliably dated epigraphical references to Manu’s code in
the Indonesia come not from Java but from Bali, where the Manawasastra is noted as the basis of legal judgements in three inscriptions
issued by the twelfth-century Balinese ruler
Jayapangus.
According to the preamble in each of these inscriptions, King
Jayapangus drew his prudent and wise conduct from ‘the essence of Manu’s
teachings’ and also from the Kamandaka
Nitisara. Literary references to the
Kamandaka appear
predominantly in later texts, including some Balinese works dating from after the end of the Majapahit period, pointing to the presence of a long- standing and
resilient ‘Kāmandaka’ tradition in
Bali that may have come directly from India.34
The major ancient Javanese
legal texts still in use in Bali in the nineteenth
century and recognised in both the textual record
and the reports of Dutch and British colonial officials include the
Pūrwādhigama, Kuṭāramānawa,
31 Jolly, p.94.
32 Hooker, p.215
33 Ibid. 244
34 Ibid. P.245
Sārasamuccaya, Swarajambu, Adhigama, Dewāgama and
Dewadanda. All these
law codes comprise a collection of
definitions of various criminal and civil offences
and their penalties relating to matters such as theft boundary disputes, debt bondage and contracts, verbal
and physical assault,
abduction, divorce, and adultery. Included among the regulations are definitions
of righteous conduct to be followed in all social relationships.35
Among the texts mentioned above, the Kutaramanava,
which is held authentic in Bali, has been of
primary significance in the study of
the Javanese law. The book was
regarded as an authoritative document in the period of the Majapahit empire
during which the evolution of Javanese law was most prominent as it became
necessary to codify law to meet the needs of administration of far flung
territories. The legacy of the Majapahit Kingdom includes statues, literary
books, inscriptions, temples, and the Kutara
manawa Dharmasastra.
The Kutara manawa Dharmasastra is a book of
legislation used by the Majapahit Kingdom which regulates various
aspects of social life.36 The statutory
code of the Majapahit Kingdom, written in the ancient Javanese language and
known as the
Kutara manawa Dharmasastra, is a legal document that regulates criminal
law and civil law. In order to
provide an overview of the matters regulated in the law, it was reorganised
into various chapters.37 This is evidenced
by the Bendasari inscription dating from the middle of the fourteenth century
A.D. It is a record of a judgment in
a civil dispute over the possession of land and describes the way in which the
judges came to a decision.38
In this case after hearing the
statements of both the parties,
and in accordance with
established practice, the judges interrogated some impartial local people
witnesses about the dispute.
Then they took into
consideration the law, as
enunciated in legal texts, the local usages and customs, the precedents, and
the opinions of religious
teachers and old men, and ultimately decided
according to the principles enunciated in Kutara-manava.
That the Kutara-manava was regarded
as an authoritative document also follows
from another inscription, dated 1358 A.D. in which the judges, seven in number, are described as
‘Kutara-Manavadi-Sastra-vivechana-tatpara’,
i.e., persons
skilled in the knowledge of ‘Kutara-manava and
other lawbooks.39
An analysis of the contents of the Javanese Lawbook Kutara-manava shows
that ManavaDharmasastra formed its main source.
Not only numerous
isolated verses, but
sometimes a whole series of them, are reproduced, with slight variations and
modifications in many cases. These variations were in some cases
undoubtedly due to an effort
to bring the law into line with Javanese indigenous customs and laws.
35 Creese, p.246
36 Utami, p.1502.
37 The following is
the result of that rearrangement effort: Chapter I: General provisions on fines
Chapter; II: Eight kinds of murder, called astadusta; Chapter
III: Treatment of servants, called kawula
Chapter; IV: Eight kinds of theft, called astacorah; Chapter V: Compulsion or
sahasa Chapter VI: Buying and selling or adol-tuku; Chapter VII: Pawn or sanda;
Chapter VIII: Debt or ahutang- apihutang; Chapter IX: Entrustment; Chapter X:
Dowry or tukon; Chapter XI: Marriage or kawarangan; Chapter XII: Mesum or
paradara; Chapter XIII: Inheritance or drewe kaliliran; Chapter XIV: Cursing or
wakparusya; Chapter XV: Hurting or dandaparusya; Chapter XVI: Negligence or
kagelehan; Chapter XVII: Fight or atukaran; Chapter XVIII: Land or bhumi;
Chapter XIX: Slander or dwilatek. Ibid.
38 Majumdar, 1936, p.447.
39 Ibid.
But the connection is unmistakable.40 This quite inevitable and understandable,
particularly in view of the fact that the Indian Dharmasastra also recognise the importance of local customs
and rules. Variations from the texts,
based on reason and fairness, are essential for
providing complete justice.
Javanese legal textual traditions, with their roots in the Dharmasastra influenced evolution of law and
jurisprudence Indonesian, and it remained the backbone
of judicial processes in Bali until the transition to colonial administrative practices at the end
of the nineteenth century. This indigenous legal tradition was influenced by
the Dharmasastras, particularly the
Manusmriti, which were interpreted and redefined through centuries of local
adaptation and development.41
Sri Lanka
Historically,
Sri Lanka has been a multi-ethnic society.
The Veddas, who
transmigrated to Sri Lanka
from the Indian subcontinent prior to the
6th century BC, were the island's
aboriginal inhabitants. Ethnically, they are allied to the peoples of southern
India and to early populations in South Asia. They adopted Sinhala and now no longer speak their own language.
The Sinhalese succeeded in
establishing the first kingdom
between the fifth and third centuries B.C., which continued, with
changes in dynasties, until it finally was colonised by the British in
1818. In the course of their history, they developed their own legal system,
which is called Kandyan law
after the name of
their last dynasty,
and it still remains indigenous law of the Sinhalese.42
The similarities between
the Kandyan law and the ancient
Indian legal tradition
are too obvious to be ignored. The Kandyan
Law relating to slavery is similar to the
Hindu law, so far as the latter may be ascertained from the Dharmasastras, records of customs
and inscriptions. The nature of slavery itself,
and the means of liberation;
the method of becoming a slave, and the status of children of slaves; the
rights of
slaves to own property, and their passing as part of the estate of their
deceased owner, all these find comparable rules in both systems. The Dharmasastras takes a different
view of the effect of liaisons with slaves, but this would appear to be a
reforming rather than a customary principle.43
There appears
to be hardly any feature
of the Sinhalese king which would distinguish him from the Indian
counterparts. Election, succcssion, nomination of heir apparent, subjection to law, absence
of legislative power, owner- ship of all land,exaction of
services from the people; source
of honours and appointments, ownership of minerals and treasures, entitlement to fines, source of
justice: all these
characteristics have their Indian parallels. The right to take property
by right and to forfeit tenures for default of services are rights enjoyed by
both the Indian and Kandyan King. All this is not to suggest that some
divergences did not exist, or that Kandyan Kingdom had no peculiarities. It would be strange if it had not. The
peculiar isolation of the Sinhalese made it almost inevitable that some special customs should
40 Ibid. 449.
41 Creese, p. 282
42 Chiba, 1993, p. 204.
43 Derrett, p.138.
emerge there. Yet, in so many small matters the Kandyan king resembled
his Indian counterpart. The king's
willingness to patronize more than one religion was also a feature that was
characteristically Indian.44
The uncertain character of civil cases in Kandyan Law reflects the vague character
of that chapter in the Dharmasastra,
and this can hardly be a coincidence. The great
similarity between the two systems on the issues of contracts and
indebtedness, the feature of self-help, the thin division between civil and
criminal law, the special function of the king in repressing crime, but his
indifference to tortious wrongs, the feature of compensation, of restitution plus fine plus damages, the objections to sorcery, the gradation of crimes
and the gradation and types of punishment-in all these contexts Dharmasastra parallels are very generally forthcoming. All the details do not tally-for example, taking
animal life was not a crime in Kandyan
kingdom but it was invariably an offence in India-but the characteristic
features are almost
identical. In particular we must notice the
notion that fellow villagers were collectively
responsible for crimes committed
in their area, and that the king must compensate the wronged party.45
On the other hand, the Tamils established an independent Jaffna Kingdom
after immigrants from southern
India occupied the northern area of Sri Lanka between
the thirteenth and fourteenth centuries. The indigenous law of the Jaffna Tamils with some variations with the caste
structure is known at present as Thesavalamai.
Both legal systems are truly of different origin and history, but they clearly
belong
commonly to the basic Indian
legal culture represented by the Dharmasastra which was also adopted with
variations in countries like Burma and Thailand.46
As the Tamils established a settlement of their own people
in the interior of the
island, and introduced amongst them the same form of government, the
same laws, and the same institutions as prevailed at that time in their native
country. It further appears from the ancient sources, and from modern
historical accounts, that this form of government, and these laws and
institutions, had never been altered or modified by any foreign conqueror, but
had continued to prevail in their original state, from the time they were first introduced into the interior
of Ceylon, till the year 1815.47
The rules in the Thesawalamai closely resemble the customary
laws prevailing in the
parts of India, and traces of a common origin of the rules in the Thesawalamai and the Hindu Codes are easily discernible. According to the Thesawalamai
a distinction is drawn between hereditary property, acquired property and
dowry which respectively correspond to ancestral property, self-acquired
property and stridhanam of the Hindu
Law although the incidents attaching to each of these may not be the same under the two systems. The hereditary property goes to the
sons and the stridhanam to the daughter according to the Thesawalamai as under the Hindu Law. Marriage among the Brahmin
Tamils in Ceylon has the same essential features as it has in Southern India.
The marriage is celebrated when the children are too young to form an opinion
and no divorce is possible. A woman can marry once and
44 Ibid. p.140.
45 Ibid. p.141.
46 Ibid.
47 D’Oyly, p.1
cannot make another alliance even after the death of the husband. 48 In the case of some other castes, however,
divorce seems to have been recognised. Adoption is recognised as an institution as under the Hindu Law. A perusal of the Thesawalamai shows that many of the
rules contained therein find their counterpart in the Hindu
law. The reference to the Law of Malabar frequently made in the
Thesawalami is apparently akin to the Hindu Law as prevailing in Travancoe.
Thus according to these instances cited
by several writers the Thesawalamai and the Hindu Law have
had a common origin. They both sprang
from the customary
usages of the people of India.49
Thailand
The influence of Dharmasastra spread much farther beyond
Burma towards the east
and the south. In Siam there is found the tradition of a
law-book of Manusmriti, and the extracts which were published in
the first volume of the Journal of the Indian Archipelago (1847) from a Siamese
law-book of 1614 A.D. It contains much that is Indian. The Pali customs and
usages at the conclusion of a marriage ceremony, the rule that the interest in case of a debt should never exceed the amount of the capital,
that the King inherits a property for which there is no legal
heir, that the boys should be brought up in traditional
values, the long list of inadmissible witnesses, etc. are
clearly of Indian
origin.50
This Dhammasattha, originally written in Pali,
purports to be of Mon origin. It
seems to have been known to the Thai peoples settled in the Menam
basin before the foundation of the Ayuthia kingdom
(1350), and it is possible
that within its surviving
version many works of the same type have been fused. We find there king
Mahasamanta and his minister
Manu (called Manosara), and the text
is given by rehearsal on Manu's part from what he read on the
wall which surrounds the world. But it marks an important piece of
progress in juridical technique by means of the new divisions and distinctions
which it introduces.
For example, contentious matters, instead of being reduced
to the classical 18 titles of law, are classified under 39
rubrics, 10 being rules of procedure and 29 rules of substantive law.51 But the most important novelty is the
appearance, beside these fundamental rules (mula-attha),
of a new source of law, constituted by the
"ramifications of litigation" (sakha-attha), i.e. rules derived from
the first. The fundamental rules are those which
the hermit Manu (or
Manosara) read on the cakkavala
and are found set out in the Dhammasattha.
They are the expression of the eternal law which should inspire Mahasamanta and future kings when giving
justice to their subjects. As for the derivative rules, these resulted, in course of time, from the application by Mahasamanta and
his successors of the
principles laid down in the Dhammasattha.
They could not be actually
enumerated,
although the fundamental rules are necessarily limited in number.
48 Tambiah, p. 6.
49 Ibid., p. 7.
50 Jolly, p.93.
51 Masao, p.15.
Thus the Thai Dhammasattha recognised
in advance that there may be a legal value in
decisions passed by kings in conformity with its precepts. A procedure is expressly provided for the
transformation of a royal decision into a rule of law. They must be stripped of the features
which gave rise to them, and reduced
in abstract terms
to the concise form of the
precepts of the law.
They could then be added to the text
of the Dhammasattha itself under
the relevant rubric. It seems
that such a procedure was actually followed during the Ayuthia
period at every change in the reign, when it was entrusted to members of
the High Court of Justice, composed principally of Brahmins versed in the
science of law. The corpus of the old Siamese laws presents, therefore, a
partially finished codification, in which the derivative rules of law, forming as many articles,
are classified under the
various rubrics of the Dhammasattha, after a brief account
of the fundamental rules.
In this way they assist and illustrate the teaching of
the Dharmasastra which exhort the
king not to judge lightly, and to pay careful attention to the presumptions of fact, not to speak of indirect methods which may be utilised
in criminal matters.
But these are only the
necessary qualities of justice, equity and good conscience which they
seek to develop in the judge, qualities
needful if one is to try the case well.52 The evolution of law towards a system having a
legislative aspect was thus already suggested
by the Dharmasastra themselves,
insistently warning the king that a
judgment is not just unless
it is given in conformity with the precepts
of the sastras.
Cambodia
The large number of Sanskrit inscriptions recovered in Kambuja and
Champa show the prevalence of use of Sanskrit texts in ancient Cambodia. These
inscriptions refer to many Sanskrit
texts in grammar
and philology, philosophy, politics, and economy,
and this indicates the zeal and enthusiasm with which all classes of people
high and low, took to the study of Sanskrit texts.53
These inscriptions give clear evidence of a
thorough knowledge of almost all the Sanskrit metres and the most abstruse
rules of Sanskrit rhetoric and prosody, intimate acquaintance with various
branches of literature such as Veda, Vedanta,
Purana, Dharmasastra, Buddhist and Jain literature, different schools of
philosophy, and Vyakarana, specially the works
of Panini and Patanjali. Specific reference is made to the famous medical
treatise of Susruta, and to the most
prominent text in Dharmasastra, the Manusmriti, from which a verse is actually
quoted.54
An inscription from Champa dated 1081 AD, says that the king, “was fully
endowed with all the qualities viz. the knowledge of 64 kalas (arts). He knew and practised the four expedients viz. conciliation (sama ), gifts (dana), discord (bheda)
and
punishment (danda).
He maintained all the eighteen
titles of law and the uniformity (of procedure). He acted
like visible Dharma in this world”.55 Another inscription dated 1088 AD says that
the king follows, “the three objects (trivargga),
wealth
(artha), virtue
(dharma) and pleasure (kama), without
showing preference to any.
52 Dikshitar, p.218.
53 Majumdar, 1961, 443
54 Ibid. 1953, p.106.
55 Majumdar, p. 165
He follows
the four expedients viz. conciliation (sama), gifts (dana),
discord (bheda) and bribery (upapradana)
with respect to the enemies, the
friends and the neutrals. He
followed the eighteen titles of law prescribed by Manu (Manumarga).56
In yet another inscription dating back to fifth century, a king
Devanika, perhaps a Cham conqueror, was installed in supreme power by "the blessed Sri Lingaparvata,"
the natural linga that dominated the region. He then resolved
to create a tirtha in the
form of a tank. He gave his tank the name of "Kuruksetra." He
undoubtedly had in
mind the "Kuruksetra" of the epic, for
verses from the epic concerning "Kuruksetra" are quoted in his inscription. The
inscription states: "May the celestial fruit,
proclaimed formerly in the Kuruksetra and celebrated by the Devarsi,
find itself here in the new
Kuruksetra; ... may the fruits obtained in the thousand tirtha of Kuruksetra find themselves present here and
complete."57
These inscriptions illustrate the categories of phenomenon and concepts that would have allowed
the people of Cambodia and Vietnam to identify their own known facts
and experiences within the framework
of experience assumed in the Dharmasastra to be universal. For most
things important and familiar in Cambodia and Vietnam, people were able to
invoke Indian texts as ratifications of what they already
knew to be true. Manu’s seven
constituents of government, and eighteen categories of law would have sounded
as common sense to them.58
Tibet
It is often claimed that Buddhism is an
egalitarian social movement engaged in a non-political protest against
hierarchy of Hinduism. The real story
of Buddhism is not its apolitical social-protest stance but its consistent
engagement with both small republics and royal courts.59 By the time
Tibetans became interested in Buddhism, they had long indigenous traditions of
kingship and statecraft.60 When Buddhism was
adopted as the state religion in the eighth century, laws during that time do
not seem to have had a direct basis in Buddhist sentiments.61 Rather, it appears that a juridical system was already
in place during the height of the Tibetan
empire.62 With the collapse of the imperial
dynasty in the mid-ninth century,
Tibetans went through a period
of uncertainty and lawlessness. In the tenth and eleventh centuries, the
indigenous composition of Buddhist texts gained speed, and the lore of ancient
Tibetan emperors began to be included in the
new religious literature which posed itself
as a hidden treasure constituting the personal statement
of these monarchs.63
From ninth to eleventh centuries CE some of the renowned Sanskrit texts
in India, were translated into Tibetan and were included
in the Tanjur collection. In this way
some of the Sanskrit works were preserved in Tibet. It seems the Tibetans had a
56 Ibid. 172
57 Wolters, p.189
58 Ibid.
59 Davidson, p.52
60 Ibid. p.64
61 Jansen, p.222
62 Pirie, p.410.
63 Davidson, p.64
special interest in the niti literature and in
particular collections of moral
and ethical maxims. Thus, one
of the best known collections in India at that time of the Chanakya’s maxims,
viz. the Chanakya-rajaniti-Sastra version,
was preserved in
Tibetan through a translation made in the tenth or eleventh century A.D.
Since the first studies were made in the Tibetan
Tanjur by A. Csoma
de Koros in the first half of the nineteenth century, we know that
eight niti works are included in the Tanjur.
These works are as follows64:
1.
Ses-rab brgya-pa
shes-bya-bahi rab-tu-byed-pa; in Sanskrit
Prajnasataka-nama-prakarana
2.
Lugs-kyi bstan-bcos Ses-rab sdoh-po shes-bya-ba; in Sanskrit
Nitisastra-prajnadanda-nama
3.
Lugs-kyi bstan-bcos skye-bo gso-hahi thigs-pa
shes-bya-ba; in Sanskrit Nitisastra-jantuposana-bindu-nama
4. Tshigs-su-bcad-pahi mdsod ces-bya-ba ; in Sanskrit Gathakosa-nama
5.
Tshigs-su bcad-pa
brgya-pa; in Sanskrit
Satagatha
6.
Dri-ma med-pahi
dris-lan rin-po-chehi phreh-ba
shes-bya-ba; in Sanskrit Vimalaprasnottara-ratnamala-nama
7.
Tsa-na-kahi rgyal-pohi lugs-kyi bstan-bcos; in Sanskrit Chanakya-Nitisastra
8.
Lugs-kyi bstan-bcos ; in Sanskrit
Nitisastra
The Tibetan translation of the Chanakya Nitisastra consists of two hundred and fifty stanzas divided into eight chapters. The introductory
verse points out the usefulness of the study of the work and lays down some
precepts of common character most of them being found in other texts like Mahabharata, Garuda Purana, Arthasastra and
Dharnmasastra. In the first three chapters some counsels of practical
prudence for family life are given. Chapters from the fourth to the sixth have
been mainly
devoted the enumeration of the requisite qualities of the king, royal ministers,
commander in chief, and other officers
of the kingdom. The last two chapters,
i.e. the seventh and eighth
which are comparatively long contain verses miscellaneous
character. These
verses have been collected and compiled from the niti sections of the Mahabharata, Arthasastra, Dharmasastras, Puranas, and from Panchatantra
and Hitopdesa.65
The Tibetan translation of Chanakyaniti,
is much like Arthasastra in that
there much common sense in both texts that is
in accord with practical morality. There lingers around the texts a distinct influence of the Mahabharata, and the
Dharmasastra. It may be remarked that the Chanakyaniti is
a concise work on
general ethics and polity compiled by unifying fundamental rules of
social life with day to day practical wisdom
to make the life successful with prosperity and happiness
on the basis of Vedic insights communicated through the Epics, Dharamasastra,
Arthasastra, and the Puranas.66
64 Sternbach, p. 364.
65 Pathak, p.34,
66 Ibid. p.20.
Conclusion
It is for sake of the
wellbeing of Individual and society that the Dharmasastra
explored ways of good conduct of individuals and of social cohesion by
balancing coexistence and autonomy. Diverse Dharmasastras suggested contextual systems of high moral and social conduct in which
individuals and societies could grow and flourish in the path of security and
development through willing obligations to the
laws of nature and society. Only a combination and coordination of Dharma, Artha, and Kama can ensure wellbeing
of individual and society.
The approach of the Dharmasastra, and
its adaptations in Dhammasattha and
other texts and practices in Asia, of combining truth with justice,
equity with law and
discretion with reason has a universal message for modern law. This conception
of
law goes beyond
the Western concept of modern law which divides
reality into that which we can see and say clearly and
the rest, which we can better pass over in
silence. What we can see and say clearly amounts to little. If we
omitted all that is unclear we would
probably be left with completely superficial and trivial repetition of words. By paying too much attention to what we perceive with
our senses, we lose connection with the essential values of human life. If a
dispute is decided by mere words of injunctions it is violation of Dharmasastra.
It is often assumed that in the work of arguing and deciding
disputes, the judges and the
lawyers, much less the litigants, can easily and clearly comprehend the process
that is followed.
Nothing could be farther from the truth.
As Asya Vamya Sukta
and
Vag Sukta of Rg Veda says, the meaning is in insight and not merely in words.
Sources of information, precedents, reason, custom,
intuition, individual
understanding of law morals, all these elements
enter in varying
proportions to make the strange compound of the process
of dispute resolution. It is
uncertain, connected, complementary, emergent and creative. Decisions are made
as much by the logic of probabilities and intuition as by the logic of
certainty and reason.
The provisions for a diversity
of arrangements to suit the location
and vocation of the
people and serve them in their local environment, collective decision making,
integrity of judges and simplicity of procedure were the predominant features
of the legal system given in the Dharmasastra
like Manusmriti, Yagnavalkyasmriti and
Naradasmriti, and the Arthasastra
and Nitisastra. These features
of Hindu law contributed to its adaptations in the
form of Chanakya Nitisara in Tibet,
Dhanmmasatthas in Burma and Thailand, Thesawalamai and Kandyan law in Sri
Lanka, Kutaramanava in Indonesia and Vyavaharapada in Cambodia.
These diverse texts embody both the spirit of justice, equity and good
conscience as well as insight of the judges to make decisions that ensure complete humane justice. In the Dharmasastra, the judges were empowered
to do complete justice without being always
bound by the letter of the
texts. This discretion ensured adaptability to mould decisions in
accordance with given situations. The fact that this power was conferred only
on the judges of learning, good conduct and conscience was an assurance that it
would be used carefully for human wellbeing.
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[1] Positive
Background, p.7
[2] ibid. p.15.
[3] Radhakrishnan,
p.203
[4] RV, 1.164.4-5.
[5] Tagore, 113).
[6] Menski, p.90
[7] Nikhilananda, p.
221.
[8] RV 7/104, 1-3.
[11] Ibid. 7/104,
9-10
[12] Ibid. 7/104, 15-16
[13] Ibid. 7/104, 18-19
[14] Ibid. 7/104, 20-22
[15] Ibid. 7/104, 23-25
[16] MB 12.59-77.
[17] MB,
3.150.
[18] Arthasastra,
6.2
[19] Kane, I, 304.
[20] Ibid., I, 306
[21] Manusmriti 8.94.
[22] Ibid., 8.103.
[23] Ibid. 8.345
[24] Ibid. 8.349.
[25] Ibid. 4.176
[26] Jha, p.3.
[30] Ibid. p.63.
[31] Manusmriti, 12.106.
[32] Brihaspatismrti, 2.12.
[33] Naradasmriti, 1.40.
[34] Arthasastra, 3. 1.45.
[35] Ibid. p.216.
[36] Naradsmriti, 1.8.
[37] Courts of India, p.37.
[38] Ibid.
[39] Manusmriti,
7.29.
[40] Ibid. 7.30.
[41]Manusmriti, 8.126-131.
[42] Ibid. 12.100-2
[43] Ibid. 12.103
[44] Ibid. 12.105-6
[45] Manusmriti,
11.251
[46] Brihspatismriti,
20.15.
[47] Sukraniti, p. 40.
[48] ibid.
p. 131.
[49] Sarkar, Political Institutions, p. 197
[50] Sarkar, Basic Ideas, p. 513-14
[51] Mausmriti,
7.28-29
[52] Ibid. 7.30.
[53] Radhakrishnan, 2012, p. 321.
[54] Sarkar, Political Institutions, p.203
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